雅虎香港 搜尋

搜尋結果

  1. 2024年6月20日 · This Manual sets out the HKMA’s latest supervisory policies and practices, the minimum standards authorized institutions (“AIs”) are expected to attain in order to satisfy the requirements of the Banking Ordinance and recommendations on best practices that AIs should aim to achieve.

  2. 2024年6月20日 · 監管政策手冊. 本手冊列載金管局最新的監管政策及方法、預期認可機構會達到的最低標準,以便能符合《銀行業條例》的規定,以及認可機構應達到的最佳經營手法建議。. 本章應連同 引言 (PDF 檔案, 155KB)與收錄本手冊所用縮寫語及其他術語的 辭彙 (PDF 檔案 ...

  3. 其他人也問了

  4. SA-2 Outsourcing V.1 – 28.12.01 5 • reasons for the outsourcing (e.g. cost and benefit analysis); and • the impact onAIs' risk profile (in respect of operational, legal and reputation risks) of the outsourcing. 2.2.2 After AIs implement an outsourcing plan, they 2.

    • 135KB
    • 10
  5. 2023年7月30日 · Document: HK - HKMA Outsourcing SPM SA-2 (Hong Kong) Description: This document outlines the guidelines and requirements for outsourcing service providers in Hong Kong. Purpose: To provide guidance to authorized institutions (AIs) on outsourcing service providers, including the assessment, management, and oversight of outsourced services.

  6. The first version of SPM module SB-2 was issued in 2003, which was prepared in the light of the commencement of the Securities and Futures Ordinance and the then new securities and futures supervisory regime.

  7. On-line access to the SPM module will be available under the icon for “Supervisory Policy Manual” on the HKMA’s website (https://www.hkma.gov.hk/eng/) from 30 December 2022 onwards. Should you have any questions regarding the revised SPM module, please contact Ms Debby Ng at 2878-1004 or Mr Leonard Tso at 2878-8589.

  8. Module SA-2 of the Supervisory Policy Manual ("SPM") entitled "Outsourcing": This sets out the HKMA's supervisory approach to outsourcing and issues that an AI should address when outsourcing its activities.