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1. www.hkma.gov.hk › eng › regulatory-resourcesRegisters and Lists - Hong Kong Monetary Authority

   www.hkma.gov.hk › eng › regulatory-resources

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   2023年7月11日 · Find the official registers and lists of authorized institutions, securities staff, and stored value facility licensees maintained by the Hong Kong Monetary Authority.

2. apps.hkma.gov.hk › chi › index香港金融管理局 - 認可機構證券業務員工紀錄冊

   apps.hkma.gov.hk › chi › index

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   認可機構證券業務員工紀錄冊載有現任及前任有關人士的資料，即在香港從事證券業務及／或《證券及期貨條例》所界定的其他受規管活動的認可機構現任及前任僱員 (詳見 《監管政策手冊》SB-1「對獲得證監會註冊的認可機構進行的受規管活動的監管 ...

3. apps.hkma.gov.hk › eng › indexRegister of Securities Staff of AIs - Hong Kong dollar

   apps.hkma.gov.hk › eng › index

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   3 天前 · Registration details in relation to registered institutions are contained in the SFC public register of licensed persons and registered institutions. Search by name of Registered Institution (only show current relevant individuals)

4. vpr.hkma.gov.hkRegister of AIs & LROs - Hong Kong Monetary Authority

   vpr.hkma.gov.hk

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   3 天前 · Register of AIs & LROs. “You may search for disclosure statements of AIs under the Banking (Disclosure) Rules and the Financial Institutions (Resolution) (Loss-absorbing Capacity Requirements – Banking Sector) Rules of the last 3 years from the online Register of AIs and LROs.

5. vpr.hkma.gov.hk › chi › regulatory-resources香港金融管理局

   vpr.hkma.gov.hk › chi › regulatory-resources

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   至於最近三年以外的披露報表，閣下可按需要瀏覽相關認可機構、其母銀行或集團公司（視屬何情況而定）的官方網站。. 根據法例，認可機構須於其或相關的官方網站發布載有披露報表的檔案資料庫。. 修訂日期 2024年11月01日. 按認可機構或本地代表辦事處名稱 ...

6. www.sfc.hk › en › Regulatory-functionsPublic register of licensed persons and registered instituti ...

   www.sfc.hk › en › Regulatory-functions

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   3 天前 · This register lists (1) all licensees (ie, both licensed individuals and licensed corporations) and registered institutions under the Securities and Futures Ordinance (SFO) since the commencement of the SFO on 1 April 2003; and (2) all licensees (both licensed

7. apps.hkma.gov.hk › eng › indexRegister of Securities Staff of AIs - Hong Kong dollar

   apps.hkma.gov.hk › eng › index

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   The Register of Securities Staff of AIs is a database of current and former relevant individuals, i.e. current and former staff of authorized institutions engaging in securities business and/or other regulated activities, as defined under the Securities and Futures

8. www.hkma.gov.hk › eng › regulatory-resourcesRegister of SVF Licensees - Hong Kong Monetary Authority ...

   www.hkma.gov.hk › eng › regulatory-resources

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   2016年8月25日 · Register of SVF Licensees. The Register of Stored Value Facility (SVF) Licensees is a list of current SVF licensees which are granted a licence to issue or facilitate the issue of SVF as defined under the Payment Systems and Stored Value Facilities Ordinance (“the Ordinance”).

9. www.hksi.org › qualification › practising-qualificationsLicensing Examination for Securities and Futures ...

   www.hksi.org › qualification › practising-qualifications

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   The Licensing Examination for Securities and Futures Intermediaries (LE) is a practical, market-focused examination designed for individuals pursuing careers in Hong Kong’s securities and investment industry. Under the Securities and Futures Ordinance, a single licensing regime covers 13 types of regulated activity (RA).

10. www.hkma.gov.hk › eng › key-functionsMoney Brokers - Hong Kong Monetary Authority

    www.hkma.gov.hk › eng › key-functions

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    2024年10月2日 · Any person must be approved by the Monetary Authority before acting as a money broker. A money broker means a person who, for reward, carries on the business in or from Hong Kong, or provides to persons in Hong Kong the service, of negotiating, arranging or facilitating agreements between other persons: