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2 天前 · Registration details in relation to registered institutions are contained in the SFC public register of licensed persons and registered institutions. Search by name of Registered Institution (only show current relevant individuals)
Register of Securities Staff of AIs. The Register of Securities Staff of AIs is a database of current and former relevant individuals, i.e. current and former staff of authorized institutions engaging in securities business and/or other regulated activities, as defined under the Securities and Futures Ordinance, in Hong Kong (See "Supervisory ...
認可機構證券業務員工紀錄冊. 最後更新日期 2024年09月30日. 按姓名搜尋. 按金管局的註冊號碼搜尋. 按註冊機構名稱搜尋. (只顯示現任有關人士) 現任有關人士. 前任及現任有關人士. 有關註冊機構的註冊資料載於證監會備存的 持牌人及註冊機構的公眾紀錄冊。.
2024年8月16日 · Register of Securities Staff of AIs Last updated on 16/08/2024 < SEARCH AGAIN Name of Relevant Individual LEE, HO HING Chinese Name of Relevant Individual 李可興 HKMA Registration Number AB4583 Current Registration Not Applicable Business Address ...
認可機構證券業務員工紀錄冊. 認可機構證券業務員工紀錄冊載有現任及前任有關人士的資料，即在香港從事證券業務及／或《證券及期貨條例》所界定的其他受規管活動的認可機構現任及前任僱員 (詳見 《監管政策手冊》SB-1「對獲得證監會註冊的認可機構進行 ...
2024年8月22日 · Register of Securities Staff of AIs Last updated on 22/08/2024 < SEARCH AGAIN Name of Relevant Individual CHOW, CHAK SHING Chinese Name of Relevant Individual 周澤成 HKMA Registration Number AC6778 Current Registration Not Applicable Conditions ...
6 天前 · Register of Securities Staff of AIs. Last updated on 30/09/2024. < SEARCH AGAIN. Current Registration. Business Address. 52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG. Conditions. Registration History. Public Disciplinary Actions.
4 天前 · HKMA Registration Number Not Applicable Back to Top Contact Us Subscribe to Email Alert Follow Us Quick Links Data & Statistics Publications Research Legislative Council Issues Registers Authorization, Licensing, Designation and Approval Consultations ...
2024年9月27日 · Business Address. Conditions. Registration History. Public Disciplinary Actions. Records of public disciplinary actions taken against the relevant individual by the SFC. Records of public disciplinary actions taken against the relevant individual by the HKMA. Public disciplinary actions (if any) that took effect over five years ago are not shown.
2 天前 · Register of Securities Staff of AIs Last updated on 04/10/2024 < SEARCH AGAIN Name of Relevant Individual TO, WING YAN Chinese Name of Relevant Individual 屠咏欣 HKMA Registration Number AI3643 Current Registration Registered Institution First date ...
