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1. www.sfc.hkHome | Securities & Futures Commission of Hong Kong

   www.sfc.hk

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   Two former brokers jailed for three months each for false trading. 17 May 2024. SFC welcomes industry-led public consultation on voluntary code of conduct for ESG ratings and data products providers. 16 May 2024. SFC facilitates broadening of master-feeder ETFs offerings in Hong Kong. More. Regulatory calendar.

   • Register of Licensees & Registered Institutions

     Public register of licensed persons and registered ...

   • Our Role

     The Securities and Futures Commission (SFC) is an ...

   • Career

     As Hong Kong's securities regulator, we must keep ...

   • News and Announcements

     News originated by the SFC is categorised into three ...

   • Regulatory functions

     As the statutory regulator of both the securities and ...

   • Published resources

     SFC's Strategic Priorities for 2024-2026 Annual ...

   • Corporates

     As the statutory regulator of both the securities and ...

   • Products

     Publicly offered investment products SFC authorisation ...

2. www.sfc.hk › TC主頁 | 證監會 - SFC

   www.sfc.hk › TC

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   最新監管資訊 通函 諮詢文件及總結. 2024年5月23日. 法院就中國全通（控股）有限公司股份的虛假交易訂定審訊前覆核日期. 2024年5月17日. 兩名前經紀因進行虛假交易各被判處監禁三個月. 2024年5月17日. 證監會歡迎業界就ESG評級和數據產品供應商的自願操守準則 ...

3. 其他人也問了

   What is a Hong Kong Securities & Futures Commission (SFC)?

   • The SFC is an independent statutory body whose powers derive from the Securities and Futures Ordinance (SFO) legislation. The SFC is made up of a board whose members are appointed by the Chief Executive of Hong Kong for a fixed term, a majority of which must be independent Non-Executive Directors.

   Securities and Futures Commission - Wikipedia

   en.wikipedia.org/wiki/Securities_and_Futures_Commission

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   What does SFC stand for?

   • The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. We derive our investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation.

   Our role | Securities & Futures Commission of Hong Kong

   www.sfc.hk/en/About-the-SFC/Our-role

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   What does the Securities and Futures Commission do?

   • The Securities and Futures Commission (SFC) today issued a statement to remind listed companies about their disclosure obligations together with a circular on the conduct expected of asset managers. These measures are part of the SFC’s ongoing efforts to tackle market and corporate misconduct.

   e-Distribution - SFC

   www.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?refNo=19PR113

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   How does Hong Kong Securities & Futures (SFO) work?

   • We derive our investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation. Operationally independent of the Government of the Hong Kong Special Administrative Region, we are funded mainly by transaction levies and licensing fees.

   Our role | Securities & Futures Commission of Hong Kong

   www.sfc.hk/en/About-the-SFC/Our-role

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4. www.sfc.hk › en › About-the-SFCOur role | Securities & Futures Commission of Hong Kong

   www.sfc.hk › en › About-the-SFC

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   2021年4月20日 · The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. We derive our investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation.

5. www.sfc.hk › en › Rules-and-standardsGuidelines | Securities & Futures Commission of Hong Kong

   www.sfc.hk › en › Rules-and-standards

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   2022年1月1日 · Suggested Control Techniques and Procedures for Enhancing a Firm's Ability to Comply with the Securities and Futures (Client Securities) Rules and the Securities and Futures (Client Money) Rules Apr 2003

   Guidelines	Latest Version	Previous Versions
   Advertising Guidelines Applicable to ...	Apr 2013	One version
   Client Identity Rule Policy	Apr 2003	One version
   Core Operational and Financial Risk ...	Apr 2003	One version
   Debt Collection Guidelines for Licensed ...	Apr 2003	One version

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6. en.wikipedia.org › wiki › Securities_and_Futures_CommissionSecurities and Futures Commission - Wikipedia

   en.wikipedia.org › wiki › Securities_and_Futures_Commission

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   The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors and to help promote Hong Kong as an international financial centre and ...

7. www.sfc.hk › en › About-the-SFCContact us | Securities & Futures Commission of Hong Kong

   www.sfc.hk › en › About-the-SFC

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   2024年2月29日 · Securities and Futures Commission 54/F, One Island East 18 Westlands Road, Quarry Bay, Hong Kong If you wish to submit documents by hand delivery, please go to the Reception located on 38/F, One Island East, 18 Westlands Road, Quarry Bay, Hong