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Two former brokers jailed for three months each for false trading. 17 May 2024. SFC welcomes industry-led public consultation on voluntary code of conduct for ESG ratings and data products providers. 16 May 2024. SFC facilitates broadening of master-feeder ETFs offerings in Hong Kong. More. Regulatory calendar.
最新消息. 最新監管資訊 通函 諮詢文件及總結. 2024年5月23日. 法院就中國全通（控股）有限公司股份的虛假交易訂定審訊前覆核日期. 2024年5月17日. 兩名前經紀因進行虛假交易各被判處監禁三個月. 2024年5月17日. 證監會歡迎業界就ESG評級和數據產品供應商的自願 ...
2021年4月20日 · The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. We derive our investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation.
The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors and to help promote Hong Kong as an international financial centre and ...
The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version.
www .sfc .hk. 香港證監會總部於2013年2月-2020年7月間設於長江集團中心. 香港證監會總部於2013年2月前設於遮打大廈. 證券及期貨事務監察委員會 （英語： Securities and Futures Commission, SFC ，簡稱 證監會 ）是 香港 獨立於 政府公務員 架構外的 法定組織 ，負責監管香港 ...
2019年11月19日 · Listed companies. Oversee listing matters in Hong Kong, including vetting of listing applications and disclosure requirements for listed companies. Directly regulate takeovers, mergers and privatisations under the Codes on Takeovers and Mergers and Share Buy-backs.
2020年1月17日 · Principles. As a statutory body, we are accountable to the Hong Kong Special Administrative Region (HKSAR) Government and the public in carrying out our regulatory functions. To achieve this, we strive to comply with the principles underlying our governance structure.
Securities and Futures Commission (SFC) | 30,762 followers on LinkedIn. The Securities and Futures Commission (SFC) regulates the securities and futures markets in Hong Kong. Its responsibilities are to ensure that the markets operate fairly and efficiently
2024年5月2日 · Public register of licensed persons and registered institutions. This register lists (1) all licensees (ie, both licensed individuals and licensed corporations) and registered institutions under the Securities and Futures Ordinance (SFO) since the commencement of the SFO on 1 April 2003; and (2) all licensees (both licensed individuals and ...
