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  1. 5 天前 · This register lists (1) all licensees (ie, both licensed individuals and licensed corporations) and registered institutions under the Securities and Futures Ordinance (SFO) since the commencement of the SFO on 1 April 2003; and (2) all licensees (both licensed

  2. 5 天前 · 持牌人及註冊機構的公眾紀錄冊. 本紀錄冊載列 (1)自2003年4月1日(即《證券及期貨條例》的生效日期)起,所有《證券及期貨條例》下的持牌人(即持牌人士及法團)及註冊機構的資料;及 (2)自2023年6月1日(即《打擊洗錢及恐怖分子資金籌集條例》(《打擊洗錢 ...

  3. apps.sfc.hk › publicregWeb › searchByRaSFC

    由於此網站的設置,我們無法提供該頁面的具體描述。

  4. Useful Lists. Online Licensing Application, Notification, Annual Fee & Return. Public Register of Licensees & Registrants. Illustration of Online Application/Supplement Forms. List of Investment Products. Illustration of Notification and Annual Return. Electronic Submission of Financial Return. SFC e-Certificate Application.

  5. 持牌人服务. 实用列表. 网上牌照申请、通知书、年费及周年申报表. 持牌人及注册机构的公众纪录册.

  6. 2024年6月3日 · 按若干业务活动搜寻(只限法团 ). 于2024年5月更新的《证券及期货条例》下持牌人及注册机构资料 (只提供英文版) : 新增的持牌人及注册机构. 删除的持牌人及注册机构. 持牌人及注册机构的受规管活动的更改. 持牌人及注册机构的牌照及注册条件的更改. >索取 ...

  7. 2022年2月9日 · The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version

  8. 2 天前 · Registration details in relation to registered institutions are contained in the SFC public register of licensed persons and registered institutions. Search by name of Registered Institution (only show current relevant individuals)

  9. 2023年5月26日 · The Public Register of Licensed Persons and Registered Institutions is a database of (i) licensed persons or registered institutions under the Securities and Futures Ordinance (SFO) which carry on securities, futures and leveraged foreign exchange-related business, and (ii) licensed persons under the Anti-Money Laundering and Counter ...

  10. List of licensed virtual asset trading platforms. Discover > Alert List. Discover > SFC’s Strategic Priorities for 2024-2026. Discover > Warning: Impersonating SFC staff. Discover > Unified Exchange Compensation Fund - Final notice to claimants. Discover > Quick reference guides to licensing requirements. Discover >

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