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612A-612E Obligations of Primary Market Makers 613-614 Rights of Market Makers 614A-614B Identification of Jobbing Transactions 614C-614D Recording of Hedging Activities 615-619 Suspension, Revocation and Surrender Chapter 7 - Default Procedures 711 ...
Guidance materials to help listing applicants and issuers to understand and comply with the Listing Rules. ... A centrally-located venue at the heart of Hong Kong financial hub, the HKEX Connect Hall is an iconic venue for Hong Kong’s financial community.
608-612 一般莊家的責任 612A-612E 主要莊家的責任 613-614 莊家權利 614A-614B 辨識期權莊家之經銷交易 614C-614D 對沖活動紀錄 615-619 暫停、撤銷及交回執照 第七章 ﹣失責處理程序 ...
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means the period in the afternoon during which trading can be conducted on the Exchange as set out in Rule 501(1); “AFRC Transaction Levy” means the levy payable to the Accounting and Financial Reporting Council pursuant to the provisions of section 50A of the Accounting and Financial Reporting Council Ordinance; “applicable laws”.
Consolidated PDFs. The consolidated PDFs of the Rules, Interpretation and Guidance set out below are maintained by HKEX, but the other content under the section "Listing Rules" is maintained by Thomson Reuters Governance, Risk and Compliance (“Thomson Reuters”). Therefore, in case of any discrepancies between the PDF versions below and the ...
Monitoring Margin Calls, Demands for Variation Adjustment and Physical Delivery Contracts Delivery Obligations. (a) (a) Exchange Participants are obliged to monitor continuously their Clients' ability to meet any margin calls and demands for variation adjustment. (b) Each Exchange Participant shall forthwith notify the Chief Executive in the ...
