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  1. www.hkex.com.hk › - › media通告 CIRCULAR - HKEX

    Rule 612– “A Participant shall put in place adequate and effective internal policies, guidelines and/or control procedures to protect its operations, its clients, and other Participants from any loss (financially or otherwise) arising from theft, fraud, and other dishonest

  2. www.hkex.com.hk › Services › Rules-and-Forms-and-FeesRules - HKEX

    SECURITIES MARKET MAKER REGULATIONS. FIFTEENTH SCHEDULE : DESIGNATED INDEX ARBITRAGE SHORT SELLING, STOCK FUTURES HEDGING SHORT SELLING, STRUCTURED PRODUCT HEDGING SHORT SELLING AND OPTIONS HEDGING SHORT SELLING REGULATIONS. SIXTEENTH SCHEDULE : REPEALED.

  3. www.hkex.com.hk香港交易所 - HKEX

    香港交易所香港市場網站。為您提供交易所新聞，市場數據， 產品資訊，市場運作以及上市資訊。 閱覽香港交易所向交易所參與者及結算所參與者、市場數據供應商及設備託管服務

  4. www.hkex.com.hk › Services › Rules-and-Forms-and-Fees規則 - HKEX

    608-612 一般莊家的責任 612A-612E 主要莊家的責任 613-614 莊家權利 614A-614B 辨識期權莊家之經銷交易 614C-614D 對沖活動紀錄 615-619 暫停、撤銷及交回執照 第七章 ﹣失責處理程序 ...

  5. www.hkex.com.hk › - › media香港交易所指引信 HKEx-GL51-13 2013 2 2020 6月更新） 2024 1 ...

    HKEx-GL51-13. 2013年2月）（於2020年6月更新） 事宜 基礎投資者的投資 ─ 除保證按首次公開招股價分配股份外，不得 向基礎投資者提供直接或間接利益 上市規則 《主板規則》第2.03(2)及(4)、2.13條 《GEM規則》第2.06(2)及(4)、17.56條 指引提供 首次公開招股審查部 重要 ...

  6. www.hkex.com.hk › Services › ClearingISO 20022 Upgrade of SWIFT Messages for Money Settlement - HKEX

    2024年4月9日 · Hong Kong Interbank Clearing Limited (HKICL) has announced to implement the adoption of ISO20022 for RTGS in Hong Kong on 22 April 2024*. The existing money settlement of HKSCC in Hong Kong RTGS system will be enhanced and HKSCC will join the market-wide Simulation Test arranged by HKICL to ensure a smooth transition.

  7. www.hkex.com.hk › - › mediaCHAPTER VI EXCHANGE PARTICIPANTS AND THEIR CLIENTS

    Monitoring Margin Calls, Demands for Variation Adjustment and Physical Delivery Contracts Delivery Obligations. (a) (a) Exchange Participants are obliged to monitor continuously their Clients' ability to meet any margin calls and demands for variation adjustment. (b) Each Exchange Participant shall forthwith notify the Chief Executive in the ...