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  1. www.hkma.gov.hk › eng › regulatory-resourcesHong Kong Monetary Authority - Registers and Lists

    2023年7月11日 · Registers and Lists. Register of AIs & LROs ( API Available ) Register of Securities Staff of AIs ( API Available ) Register of SVF Licensees ( API Available ) List of AI-related Trustees ( API Available ) Last revision date : 11 July 2023.

  2. www.hkma.gov.hk › chi › regulatory-resources香港金融管理局 - 紀錄冊及一覽表

    2023年7月11日 · 紀錄冊及一覽表. 認可機構及本地代表辦事處紀錄冊 （ 開放API ）. 認可機構證券業務員工紀錄冊 （ 開放API ）. 儲值支付工具持牌人紀錄冊 （ 開放API ）. 認可機構相關受託人一覽表 （ 開放API ）. 修訂日期 : 2023年07月11日.

  3. apps.hkma.gov.hk › eng › indexRegister of Securities Staff of AIs – Search - Hong ...

    1 天前 · Register of Securities Staff of AIs. Last updated on 31/05/2024. Search by name. Search by HKMA registration number. Search by name of Registered Institution. (only show current relevant individuals) Current Relevant Individuals. Current and Former Relevant Individuals.

  4. vpr.hkma.gov.hkRegister of AIs & LROs - Hong Kong Monetary Authority

    5 天前 · Register of AIs & LROs. “You may search for disclosure statements of AIs under the Banking (Disclosure) Rules and the Financial Institutions (Resolution) (Loss-absorbing Capacity Requirements – Banking Sector) Rules of the last 3 years from the online Register of AIs and LROs.

  5. vpr.hkma.gov.hk › chi › regulatory-resources香港金融管理局

    香港金融管理局. 認可機構及本地代表辦事處紀錄冊. “閣下可在本紀錄冊內搜索認可機構根據《銀行業（披露）規則》和《金融機構（處置機制）（吸收虧損能力規定—銀行界）規則》發布的最近三年的披露報表。 至於最近三年以外的披露報表，閣下可按需要瀏覽相關認可機構、其母銀行或集團公司（視屬何情況而定）的官方網站。 根據法例，認可機構須於其或相關的官方網站發布載有披露報表的檔案資料庫。 修訂日期 2024年06月03日. 按認可機構或本地代表辦事處名稱搜尋. 金管局監管的認可機構和本地代表辦事處聯絡資料一覽表. 下載完整列表. 請選擇 全部 一至五劃 六至十劃 十一至十五劃 十六劃或以上 A-Z. 一至五劃. 上 海 商 業 儲 蓄 銀 行 股 份 有 限 公 司.

  6. vpr.hkma.gov.hk › eng › regulatory-resourcesHong Kong Monetary Authority

    HKMA register of securities staff of Authorized Institutions Search Securities Staff Print this section Documents Annual Reports 2023 - Part 01 (PDF File, 8.4 MB) 2023 - Part 02 (PDF File, 1.3 MB) 2022 (PDF File, 11.1 MB) 2021 - Part 01 (PDF File, 7.6 MB) ...

  7. apidocs.hkma.gov.hk › documentation › bank-svf-infoRegister of Securities Staff of AIs – Hong Kong ...

    The Register of Securities Staff of AIs is a database of current and former relevant individuals, i.e. current and former staff of authorized institutions engaging in securities business and/or other regulated activities, as defined under the Securities and Futures Ordinance, in Hong Kong (See "Supervisory Policy Manual SB-1 Supervision of ...

  8. www.hkma.gov.hk › eng › regulatory-resourcesRegister of relevant individuals to be maintained by the HKM ...

    2002年9月12日 · The HKMA Register. The revised section 20 of the Banking Ordinance (BO) requires that the HKMA Register shall contain specified particulars of every relevant individual of a RI 1 and be made available for public inspection in the form of an on-line record.

  9. apps.hkma.gov.hk › chi › index香港金融管理局 - 認可機構證券業務員工紀錄冊 – 搜尋 - ...

    有關註冊機構的註冊資料載於證監會備存的 持牌人及註冊機構的公眾紀錄冊 。 .

  10. www.hkma.gov.hk › eng › regulatory-resourcesRegister of Relevant Individuals under Section 20(1)(ea) of ...

    2005年2月21日 · The purpose of this letter is to remind registered institutions (RIs), including deemed RIs, of the importance of maintaining accurate information in the HKMA electronic register of relevant individuals established under section 20(1)(ea) of the BO, and to

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