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1. wings.sfc.hk › mainWINGS

   wings.sfc.hk › main

   WINGS. A common platform for SFC electronic forms and submission services. Applications, Notifications and Regulatory Filings. Applications for exemption from Part XV of the Securities and Futures Ordinance. You can submit the application for exemption from Part XV of the Securities and Futures Ordinance (Category 2 application) here. 1.

2. www.sfc.hk › TC主頁 | 證監會 - SFC

   www.sfc.hk › TC

   • 網頁紀錄

   The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version.

3. wings.sfc.hk › licsupp2WINGS

   wings.sfc.hk › licsupp2

   Supplement 2 - Personal Information Specified under section 402 of the Securities and Futures Ordinance (“Ordinance”) (Cap 571)

4. wings.sfc.hk › eipWINGS

   wings.sfc.hk › eip

   • 網頁紀錄

   WINGS

5. wings.sfc.hk › mainWINGS

   wings.sfc.hk › main

   <meta http-equiv="refresh" content="0;url=/noscript.html" /> WINGS

6. wings.sfc.hk › licform1WINGS

   wings.sfc.hk › licform1

   Form 1 - Application for Licence - Corporation Specified under section 402 of the Securities and Futures Ordinance (“Ordinance”) (Cap 571) New Form. Upload Form.

7. wings.sfc.hk › otcrWINGS

   wings.sfc.hk › otcr

   Over-the-counter Securities Transactions Reporting Regime (OTCR) Under the OTCR, a Relevant Regulated Intermediary (“RRI”) would be required to report to the SFC when an RRI, whether as principal or agent, makes a transfer of shares in connection with an OTC Securities Transaction, or deposits or withdraws a physical share certificate.