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WINGS. A common platform for SFC electronic forms and submission services. OTC Securities Transactions Reporting. Relevant Regulated Intermediaries subject to the OTCR are required to submit information to the SFC as per requirements of the OTCR. Submit Online. Business and Risk Management Questionnaire.
WINGS is a common platform for SFC electronic forms and submission services. Access online reporting, licensing, and questionnaire services here.
WINGS is a common platform for SFC electronic forms and submission services. Learn how to open an account and prepare an application on WINGS.
最新監管資訊 通函 諮詢文件及總結. 2024年6月28日. 證監會告誡公眾提防Tokencan、香港威幣加密資產及HKD.com Corporation涉嫌從事虛擬資產相關欺詐行為及／或無牌活動. 2024年6月27日. 證監會與金管局就場外衍生工具監管制度下的金融服務提供者名單的年度更新發表 ...
Form 1 - Application for Licence - Corporation Specified under section 402 of the Securities and Futures Ordinance (“Ordinance”) (Cap 571) New Form. Upload Form.
Section 383 (1) of the Ordinance states: “A person commits an offence if –. he, in support of any application made to the Commission under or pursuant to any provision of this Ordinance, whether for himself or for another person, makes a representation, whether in writing, orally or otherwise, that is false or misleading in a material ...
您必須在網頁瀏覽器上啟用JavaScript才能使用WINGS網上綜合服務平台上的證監會電子表格和提交服務。 如有任何疑問，歡迎致電WINGS技術支援熱線+852 2207 9333或電郵至TechEnquiries@wings.sfc.hk與我們聯絡。
Circular to Management Companies of SFC-authorised Investment Products Listed on The Stock Exchange of Hong Kong Limited concerning Severe Weather Trading of Hong Kong Securities and Derivatives Markets
The SFC WINGS Authentication Service has been resumed. Relevant Regulated Intermediaries may now submit the updated BCAN-CID Mapping File, Aggregated Transaction Reports and the BCAN Change Forms to the Hong Kong Exchanges and Clearing Limited's Electronic Communication Platform (ECP) by logging in with individual WINGS accounts.
持牌人服务. 实用列表. 网上牌照申请、通知书、年费及周年申报表. 持牌人及注册机构的公众纪录册.
