搜尋結果
什麼是CDD（客戶盡職審查）？ CDD（客戶盡職審查）的全稱是Customer Due Diligence，指的是銀行有了解客戶的身份、資金來源、交易內容，並確認所有經手的交易皆在合法範圍內的義務。
銳意尋找銀行工的朋友，相信會經常遇上合規部門職位的招聘廣告，KYC、CDD、AML更「老是常出現」。 究竟這3組英文字母分別代表甚麼呢？ 工作性質又有甚麼不同呢？
金融机构和其他受监管企业采用客户尽职调查 (CDD) 这一关键的“了解您的客户 (KYC)”解决方案来降低业务关系中的风险、预防金融犯罪并确保遵守监管要求。. CDD 的本质在于建立客户身份并评估与他们建立业务关系相关的风险。.
In the Hong Kong context, business registration refers to a business or corporation registered under the Business Registration Ordinance, Cap. 310. Business registration certificates contain useful CDD information, such as nature of business, address of the
2019年6月24日 · Customer Due Diligence (CDD) is the act of collecting identifying information to verify a customer’s identity and more accurately assess the level of criminal risk they present. At a basic level, CDD requires firms to collect a customer’s name and address, information about the business in which they are involved, and how they will use ...
Revised: June 2023. This CDD Form is designed to provide Members with examples and practical applications showing how the CDD, including client risk assessment requirements contained in the Practice Direction P (“PDP”) and the Guideline on Anti-Money Laundering and Counter-Financing of Terrorism Ordinance (Cap. 615) (“AMLO”), may be met ...
Types of Activities for which CDD and RK are. AMLO, a TCSP should conduct CDD and keep records when it prepares for or carries out for a client a transaction concerning a trust or company service, by way of business, i.e. -. forming corporations or other legal persons;
今期《專業天地》將為從業員介紹有關執行客戶盡職審查的程序,以協助他們了解該通告的要求。. According to the relevant Practice Circular (No.18-01(CR)) issued by the EAA, licensees are required to conduct customer due diligence (“CDD”) in order to mitigate the risk of ML/TF.
客戶盡職調查（Customer Due Diligence，CDD）、客戶應盡努力、客戶審查、客戶合理審慎、客戶應有審慎、客戶實地調查、客戶身份識別客戶盡職調查是一個西方的商務術語，取自英文Customer Due Diligence，意為在與一個陌生的客戶簽署商務協議前例行的客戶背景調查 ...
What is Customer Due Diligence (CDD)? Customer due diligence is the processes used by financial institutions to collect and evaluate relevant information about a customer or potential customer. It aims to uncover any potential risk to the financial institution of doing business with a specific organisation or individual by analysing information ...
