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The Licensing Examination for Securities and Futures Intermediaries (LE) is a practical, market-focused examination designed for individuals pursuing careers in Hong Kong’s securities and investment industry. Under the Securities and Futures Ordinance, a single licensing regime covers 13 types of regulated activity (RA).
證券及期貨從業員資格考試（資格考試）為有志投身香港證券及投資業的人士而設，考試內容實用並緊貼市場。 《證券及期貨條例》的單一發牌制度涵蓋了13類受規管活動，要求任何人士擁有單一牌照或註冊以進行各類受規管活動。 資格考試已獲 證券及期貨事務監察委員會（證監會） 認可為申請牌照成為持牌代表及／或負責人員的勝任能力的個人規定。 資格考試獲其他監管機構，例如 保險業監管局，及其他專業機構認可。 考試試卷. 規例試卷 (即卷一至六及十八)及 應用試卷 (即 卷七至十二及十九)已獲證監會認可為《勝任能力的指引》中有關所有受規管活動的認可行業資格及本地監管架構的考試。 額外勝任能力規定試卷： 保薦人試卷 (即卷十五及十六)已獲證監會認可， 符合 證監會 保薦人資格考核要求。
This section aims to assist candidates in preparing for the LE offered by the HKSI Institute. It explains the special features of multiple choice questions (MCQs) and provides some examination strategies and techniques that will be useful to candidates in their examination preparation.
2022年8月19日 · HKSI Licensing Exams Frequently Asked Questions – Updated. By InfoAdmin3952. August 19, 2022. 1. How do I enroll on an HKSI Licensing Exam? All enrollment details, as well as the procedure itself, is on the HKSI website – go to http://www.hksi.org. 2. How much does an exam cost? Currently, the exam enrollment fees are as follows*:
To better prepare candidates to pass the HKSI LE exam, online question bank for paper 1, 2, 3, 6, 7, 8 and 16 is available. Hundreds of quality practice questions that you can practice unlimitedly within the subscription period.
Paper-based Examination. Please read the Terms and Conditions and the relevant Examination Handbook (s) carefully before you proceed. Use of this online registration service will constitute your acceptance of the Terms and Conditions and Examination Handbook (s) .
Computer-based Examination Online Portal Licensing Examination for Securities and Futures Intermediaries LE Paper 1 Date From To Examination Type Available for Enrolment and Not Yet Full Search LE Paper 2 Date From To Examination Type ...
We can help you pass the securities exams in less than 25-30 hours or 2 weeks. Hundreds of quality practice questions that you can practice unlimitedly within the subscription period. Questions are categorized by topics with answer key for effective learning.
2021年6月11日 · 60 Things You Should Know to Pass HKSI Paper 1 – Securities and Futures Regulation. By InfoAdmin3952. June 11, 2021. TOPIC 1 – REGULATORY OVERVIEW OF THE HONG KONG FINANCIAL INDUSTRY. 1. Philosophy and Systems of Regulation. Share offers and listing matters can be referred to as merit-based or disclosure-based. Merit-based Regulation.
To assist candidates to prepare for the Licensing Examination for Securities and Futures Intermediaries (LE) Paper 1 - Fundamentals of Securities and Futures Regulation, the HKSI Institute has launched the eStudy Manual. With effect from 1 June 2023 to 29 February 2024, examination questions of the LEs will be based on this manual.
