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1. www.hksi.org › qualification › practising-qualificationsLicensing Examination for Securities and Futures Intermediaries

   www.hksi.org › qualification › practising-qualifications

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   The Licensing Examination for Securities and Futures Intermediaries (LE) is a practical, market-focused examination designed for individuals pursuing careers in Hong Kong’s securities and investment industry. Under the Securities and Futures Ordinance, a single licensing regime covers 13 types of regulated activity (RA).

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     概覽. 證券及期貨從業員資格考試（資格考試）為有志投身香 ...

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     The HKSI Institute reserves all rights to update and/or ...

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     Welcome to the "Guidelines for Examination ...

2. www.hksi.org › hk › qualification概覽 - HKSI

   www.hksi.org › hk › qualification

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   概覽. 證券及期貨從業員資格考試（資格考試）為有志投身香港證券及投資業的人士而設，考試內容實用並緊貼市場。 《證券及期貨條例》的單一發牌制度涵蓋了13類受規管活動，要求任何人士擁有單一牌照或註冊以進行各類受規管活動。 資格考試已獲 證券及期貨事務監察委員會（證監會） 認可為申請牌照成為持牌代表及／或負責人員的勝任能力的個人規定。 資格考試獲其他監管機構，例如 保險業監管局，及其他專業機構認可。 考試試卷. 規例試卷 (即卷一至六及十八)及 應用試卷 (即 卷七至十二及十九)已獲證監會認可為《勝任能力的指引》中有關所有受規管活動的認可行業資格及本地監管架構的考試。 額外勝任能力規定試卷： 保薦人試卷 (即卷十五及十六)已獲證監會認可， 符合 證監會 保薦人資格考核要求。

3. 其他人也問了

   What is the licensing examination for Securities & Futures Intermediaries (LE)?

   • The Licensing Examination for Securities and Futures Intermediaries (LE) is a practical, market-focused examination designed for individuals pursuing careers in Hong Kong’s securities and investment industry. Under the Securities and Futures Ordinance, a single licensing regime covers 13 types of regulated activity (RA).

   Overview - HKSI

   www.hksi.org/qualification/practising-qualifications/licensing-examination-for-securities-and-futures-intermediaries/overview/

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   Who can obtain a securities & futures license?

   • The Securities & Futures Commission of Hong Kong grants licences to individuals and institutions who are appropriately qualified and can demonstrate their fitness and properness to be licensed under the Securities and Futures Ordinance. The Commission maintains a public register of licensed persons and registered institutions and initiates policies on licensing issues.

   Licensing | Securities & Futures Commission of Hong Kong

   www.sfc.hk/en/regulatory-functions/intermediaries/licensing

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   What are the guidelines for examination preparation?

   • Welcome to the "Guidelines for Examination Preparation". This section aims to assist candidates in preparing for the LE offered by the HKSI Institute. It explains the special features of multiple choice questions (MCQs) and provides some examination strategies and techniques that will be useful to candidates in their examination preparation.

   Guidelines for Examination Preparation - HKSI

   www.hksi.org/en/qualification/practising-qualifications/licensing-examination-for-securities-and-futures-intermediaries/guidelines-for-examination-preparation/

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   Can the SFC grant me a provisional licence?

   • The SFC may grant you a provisional licence to carry on regulated activity as a representative if you can satisfy the SFC that you are fit and proper and the grant of your provisional licence will not prejudice the interest of the investing public.

   Licensing Handbook - SFC

   www.sfc.hk/en/Rules-and-standards/Codes-and-guidelines/Guidelines/licensing-handbook

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4. oes.hksi.org › enrol › listActivityHKSI Institute – Enrol Activity

   oes.hksi.org › enrol › listActivity

   Computer-based Examination Online Portal Licensing Examination for Securities and Futures Intermediaries LE Paper 1 Date From To Examination Type Available for Enrolment and Not Yet Full Search LE Paper 2 Date From To Examination Type ...

5. www.sfc.hk › en › Regulatory-functionsLicensing | Securities & Futures Commission of Hong Kong

   www.sfc.hk › en › Regulatory-functions

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   2020年1月22日 · Licensing. As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, we: grant licences to those who are appropriately qualified and can demonstrate their fitness and properness to be licensed under the Securities and Futures Ordinance;

6. www.sfc.hk › Guidelines › licensing-handbookLicensing Handbook - SFC

   www.sfc.hk › Guidelines › licensing-handbook

   examination body offering licensing examinations for securities and futures intermediaries in Hong Kong2. For examination information, please contact the institute at exam@hksi.org. 1 “Authorized financial institution” means an authorized institution as defined

7. www.sfc.hk › Intermediaries › LicensingApplication procedures | Securities & Futures Commission ...

   www.sfc.hk › Intermediaries › Licensing

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   2022年1月31日 · As required by the Securities and Futures (Licensing and Registration) (Information) Rules, the SFC will not grant a licence to a corporate licence applicant unless it has provided details of its bank account information.

8. www.hksi.org › guidelines-for-examination-preparationGuidelines for Examination Preparation - HKSI

   www.hksi.org › guidelines-for-examination-preparation

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   Welcome to the "Guidelines for Examination Preparation". This section aims to assist candidates in preparing for the LE offered by the HKSI Institute. It explains the special features of multiple choice questions (MCQs) and provides some examination strategies and techniques that will be useful to candidates in their examination preparation.