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A common platform for SFC electronic forms and submission services. OTC Securities Transactions Reporting. Relevant Regulated Intermediaries subject to the OTCR are required to submit information to the SFC as per requirements of the OTCR. Submit Online. Business and Risk Management Questionnaire.
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- SFC Corporate Website
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List of Investment Products - WINGS
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The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version.
List of licensed virtual asset trading platforms. Discover > Alert List. Discover > SFC’s Strategic Priorities for 2024-2026. Discover > Warning: Impersonating SFC staff. Discover > Unified Exchange Compensation Fund - Final notice to claimants. Discover > Quick reference guides to licensing requirements. Discover >
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mySFC Portal is a portal designed for the SFC campus community that takes all online services and brings them together in one place. We recommend students, faculty and staff bookmark this page for easy and convenient access. mySFC Portal is SFC's internal campus destination for secure information.
2024年7月2日 · Public register of licensed persons and registered institutions. This register lists (1) all licensees (ie, both licensed individuals and licensed corporations) and registered institutions under the Securities and Futures Ordinance (SFO) since the commencement of the SFO on 1 April 2003; and (2) all licensees (both licensed individuals and ...
Regulatory updates Circulars Consultations. 12 Apr 2023. SFC reprimands and fines Ninety One Hong Kong Limited $1.4 million for unlicensed futures trading. 6 Apr 2023. Suspected core member of syndicate charged in ramp-and-dump case. 4 Apr 2023.