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WINGS. A common platform for SFC electronic forms and submission services. OTC Securities Transactions Reporting. Relevant Regulated Intermediaries subject to the OTCR are required to submit information to the SFC as per requirements of the OTCR. Submit Online. Business and Risk Management Questionnaire.
- Online Testing
Online Testing - WINGS
- Monthly
您必須在網頁瀏覽器上啟用JavaScript才能使用WINGS網上綜合 ...
- 1 Payment Form
1 Payment Form - WINGS
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Item Name of the form Form For a return in respect of ...
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(To view the above rules, please click here and key in ...
- Wings
A business and risk management questionnaire should be ...
- BRMQ Online Form
BRMQ Online Form. BRMQ version: 23122022. ...
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SFC warns public against unlicensed virtual asset ...
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The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version.
Over-the-counter Securities Transactions Reporting Regime (OTCR) Under the OTCR, a Relevant Regulated Intermediary (“RRI”) would be required to report to the SFC when an RRI, whether as principal or agent, makes a transfer of shares in connection with an OTC Securities Transaction, or deposits or withdraws a physical share certificate.
Form 1 - Application for Licence - Corporation Specified under section 402 of the Securities and Futures Ordinance (“Ordinance”) (Cap 571) New Form. Upload Form.
BRMQ Online Form. BRMQ version: 23122022. delete_forever Clear answers.
SFC warns public against unlicensed virtual asset trading platform CoinUnited.io. 22 Jul 2024. Three jailed between 52 and 80 months in landmark market manipulation case. 16 Jul 2024. SFC sets clear timeline for implementing an uncertificated securities market in Hong Kong. 12 Jul 2024.
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