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1. www.elegislation.gov.hk › hk › cap571NCap. 571N Securities and Futures (Financial Resources) Rules ...

   www.elegislation.gov.hk › hk › cap571N

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   Please first tick the provision (s) to be printed from the TOC panel, and then click or (if available) to download and print the provision (s) in HTML or RTF format. To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .

2. www.sfc.hk › Supervision › Search-regulations-by-topicFinancial Resources Rules | Securities & Futures ...

   www.sfc.hk › Supervision › Search-regulations-by-topic

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   Search regulations by topic. This page is designed to assist you to locate circulars, FAQs and thematic reports published by Intermediaries Supervision. Please click on the frequently searched terms or enter keywords for an advanced search.

3. www.elegislation.gov.hk › hk › cap571N!en-zh-Hant-HK《證券及期貨(財政資源)規則》 Securities and Futures ...

   www.elegislation.gov.hk › hk › cap571N!en-zh-Hant-HK

   exchange;

4. www.sfc.hk › Supervision › Search-regulations-by-topic財政資源規則 | 證監會 - SFC

   www.sfc.hk › Supervision › Search-regulations-by-topic

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   請點選下列搜尋常用詞，或輸入關鍵字作進階搜尋。. 如要查閱 通函 、 常見問題 及 主題報告 的完整列表，請瀏覽相關專頁。. 與監管中介人有關的 守則 及 指引 則另行載於指定網頁。. 搜尋常用詞. 搜尋證監會網頁. 重設 >. 財政資源規則. 通函 常見問題 主題 ...

5. www.elegislation.gov.hk › hk › cap571N!enSecurities and Futures (Financial Resources) Rules - e-Legis ...

   www.elegislation.gov.hk › hk › cap571N!en

   Rules 5-32 60. Transitional 5-32 Schedule 1 Financial Resources Requirements S1-2 Schedule 2 Haircut Percentages S2-2 Schedule 3 6SHFL¿HG([FKDQJHV S3-2 Schedule 4 Financial Commitments S4-2 Schedule 5 Note Issuance and Revolving S5-2 2.10. ...

6. www.sfc.hk › en › faqsFinancial resources rules and financial return | Securities ...

   www.sfc.hk › en › faqs

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   2022年2月24日 · Financial resources rules and financial return. (Q23, 25 and 28 were updated on 24 February 2022) (Q20 was outdated and removed on 24 February 2022) Expand all. A. General. Q1 : What is liquid capital? Q2 : What is required liquid capital? Q3 : What are liquid assets? Q4 : What are ranking liabilities? Q5 : What is a “haircut amount”?

7. www.legco.gov.hk › yr02-03 › englishSecurities and Futures (Financial Resources) Rules

   www.legco.gov.hk › yr02-03 › english

   Securities and Futures (Financial Resources) Rules (Made by the Securities and Futures Commission under sections 145 and 397 of the Securities and Futures Ordinance (Cap. 571) after consultation with the Financial Secretary) Part 1 Preliminary. Commencement These Rules shall come into operation on the day appointed for the commencement of the ...

8. cmclhk.com › 財政資源規則及財務申報表frr財政資源規則及財務申報表(FRR) - CMCLHK

   cmclhk.com › 財政資源規則及財務申報表frr

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   監測持牌公司的風險及資金流動性，證監會要求公司定期（可能是每月、每季度或每半年）提交一份財政資源規則及財務申報表 (FRR) 匯報速動資金。.

9. apps.sfc.hk › edistributionWeb › apiCircular to licensed corporations - Financial resources ...

   apps.sfc.hk › edistributionWeb › api

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   2024年7月3日 · This circular elaborates on the Securities and Futures Commission’s (SFC) expectations regarding the governance and internal control standards of licensed corporations (LCs) for monitoring the adequacy of financial resources and compliance with the Securities).

10. www.sfc.hk › TC › faqs財政資源規則及財務申報表 | 證監會 - SFC

    www.sfc.hk › TC › faqs

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    持牌法團只要仍然持有證監會發出的牌照 (即直至牌照被撤銷)，便有責任遵守《證券及期貨 (財政資源)規則》內的所有規定 (包括在指定期限内遞交財務申報表)。. 問5 : 哪裡可以下載財務申報表的最新Excel範本及資料規格說明文件？. 問8 : 持牌法團就已提取或 ...