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  1. The Licensing Examination for Securities and Futures Intermediaries (LE) is a practical, market-focused examination designed for individuals pursuing careers in Hong Kong’s securities and investment industry. Under the Securities and Futures Ordinance, a single licensing regime covers 13 types of regulated activity (RA).

  2. www.hksi.org › hk › qualification概覽 - HKSI

    證券及期貨從業員資格考試(資格考試)為有志投身香港證券及投資業的人士而設,考試內容實用並緊貼市場。 《證券及期貨條例》的單一發牌制度涵蓋了13類受規管活動,要求任何人士擁有單一牌照或註冊以進行各類受規管活動。 資格考試已獲 證券及期貨事務監察委員會(證監會) 認可為申請牌照成為持牌代表及/或負責人員的勝任能力的個人規定。 資格考試獲其他監管機構,例如 保險業監管局,及其他專業機構認可。 考試試卷. 規例試卷 (即卷一至六及十八)及 應用試卷 (即 卷七至十二及十九)已獲證監會認可為《勝任能力的指引》中有關所有受規管活動的認可行業資格及本地監管架構的考試。 額外勝任能力規定試卷: 保薦人試卷 (即卷十五及十六)已獲證監會認可, 符合 證監會 保薦人資格考核要求。

  3. www.hksi.org › hk › enrolment報考 - HKSI

    於截止報名日期前透過學會的 電子服務網站 或 學會應用程式(HKSI Institute Mobile) 報名參加考試。 以傳統印刷版報名表方式報名參加考試,須另支付行政費。

  4. To better prepare candidates to pass the HKSI LE exam, online question bank for paper 1, 2, 3, 6, 7, 8 and 16 is available. Hundreds of quality practice questions that you can practice unlimitedly within the subscription period.

  5. Computer-based Examination Online Portal Licensing Examination for Securities and Futures Intermediaries LE Paper 1 Date From To Examination Type Available for Enrolment and Not Yet Full Search LE Paper 2 Date From To Examination Type ...

  6. Licensing Examination for Securities and Futures Intermediaries 證券及期貨從業員資格考試. Paper 1 - Fundamentals of Securities and Futures Regulation.

  7. HKSI InstituteEnrol Activity. Paper-based Examination. Please read the Terms and Conditions and the relevant Examination Handbook (s) carefully before you proceed. Use of this online registration service will constitute your acceptance of the Terms and Conditions and Examination Handbook (s) .

  8. To assist candidates to prepare for the Licensing Examination for Securities and Futures Intermediaries (LE) Paper 1 - Fundamentals of Securities and Futures Regulation, the HKSI Institute has launched the eStudy Manual.

  9. 什麼?. HKSI 考試成績不是牌照?. HKSI,香港證券及投資學會, Hong Kong Securities and Investment Institute)的指定 LE (Licensing Examination, 資格考試) 合格是申請牌照成為代表及/或負責人員的其中一個勝任能力要求。. 但HKSI是獨立於政府的私營機構,雖然其舉辦的LE 考試獲證 ...

  10. The HKSI Institute has developed the Sample Practice Test to assist candidates in preparing themselves for the LE. *Available to candidates who enrol in the respective examinations on their HKSI Institute Online Portal/HKSI Institute Mobile. The HKSI Institute has not authorised any third-party to offer LE revision tools or study support resources.

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