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1. www.sfc.hkHome | Securities & Futures Commission of Hong Kong

   www.sfc.hk

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   New releases. Regulatory updates Circulars Consultations. 23 Sep 2024. SFC suspends Wilson Cheung Kin for nine months over sponsor failures. 23 Sep 2024. SFC bans Dennis Cheng Chung Sing for six months. 20 Sep 2024. SFC-HKMA joint survey shows strong rebound in sales of investment products in 2023. 20 Sep 2024.

   • Register of Licensees & Registered Institutions

     This register lists (1) all licensees (ie, both ...

   • Our Role

     The Securities and Futures Commission (SFC) is an ...

   • Career

     As Hong Kong's securities regulator, we must keep ...

   • News and Announcements

     News originated by the SFC is categorised into three ...

   • Forms

     Securities and Futures Commission-A A +A Eng 繁 簡 ...

   • Rules and Standards

     Securities and Futures Ordinance Part XV - Disclosure ...

   • Regulatory functions

     As the statutory regulator of both the securities and ...

   • Published resources

     We issue publications on a regular basis to explain our ...

2. www.sfc.hk › TC主頁 | 證監會 - SFC

   www.sfc.hk › TC

   • 網頁紀錄

   The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version.

3. www.sfc.hk › en › Regulatory-functionsRegister of licensees & registered institutions | ...

   www.sfc.hk › en › Regulatory-functions

   • 網頁紀錄

   2024年9月2日 · This register lists (1) all licensees (ie, both licensed individuals and licensed corporations) and registered institutions under the Securities and Futures Ordinance (SFO) since the commencement of the SFO on 1 April 2003; and (2) all licensees (both licensed individuals and licensed providers) under the Anti-Money Laundering and ...

4. 其他人也問了

   What is a Hong Kong Securities & Futures Commission (SFC)?

   • The SFC is an independent statutory body whose powers derive from the Securities and Futures Ordinance (SFO) legislation. The SFC is made up of a board whose members are appointed by the Chief Executive of Hong Kong for a fixed term, a majority of which must be independent Non-Executive Directors.

   Securities and Futures Commission - Wikipedia

   en.wikipedia.org/wiki/Securities_and_Futures_Commission

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   When was the Securities & Futures Ordinance (SFC) created?

   • The SFC was created in 1989 in response to the stock market crash of 1987. In 1997 following the Asian financial crisis, the regulatory framework was further improved. A comprehensive Securities and Futures Ordinance (SFO) was implemented in 2003, which expanded the SFC's regulatory functions and powers.

   Securities and Futures Commission - Wikipedia

   en.wikipedia.org/wiki/Securities_and_Futures_Commission

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   What does the Securities and Futures Commission do?

   • The Securities and Futures Commission (SFC) is responsible for reminding listed companies about their disclosure obligations and setting conduct expectations for asset managers. These measures are part of the SFC’s ongoing efforts to tackle market and corporate misconduct.

   e-Distribution - SFC

   www.sfc.hk/edistributionweb/gateway/en/news-and-announcements/news/doc?refno=19pr113

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   Who is the chairman of the Securities and Futures Commission?

   • Ashley Ian Alder is Chairman of the Securities and Futures Commission since 1 October 2011. He also holds the position of Chief Executive Officer and is the Chairman of the Board of the International Organization of Securities Commissions (IOSCO). Mr. Alder sits on the Financial Stability Board’s Plenary and its Steering Committee.

   Ashley Ian Alder | Securities and Futures Commission

   www.sifma.org/people/ashley-ian-alder/

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5. hksfc-hk.comHome | Securities & Futures Commission of Hong Kong

   hksfc-hk.com

   • 網頁紀錄

   SFC suspends Shum Wai Nap for seven months for failures in managing a private fund. 19 Jun 2024. Three sophisticated ramp-and-dump cases transferred to District Court. 19 Jun 2024. SFC’s 35th year and beyond: guiding Hong Kong’s capital markets with mission and vision. More.

6. zh.wikipedia.org › wiki › 證券及期貨事務監察委員會證券及期貨事務監察委員會 - 维基百科，自由的百科全书

   zh.wikipedia.org › wiki › 證券及期貨事務監察委員會

   • 網頁紀錄

   證券及期貨事務監察委員會（英語： Securities and Futures Commission, SFC，簡稱證監會）是香港獨立於政府公務員架構外的法定組織，負責監管香港的證券及期貨市場運作。

7. en.wikipedia.org › wiki › Securities_and_Futures_CommissionSecurities and Futures Commission - Wikipedia

   en.wikipedia.org › wiki › Securities_and_Futures_Commission

   • 網頁紀錄

   The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors and to help promote Hong Kong as an international financial centre and a key ...

8. zh.wikipedia.org › zh-tw › 證券及期貨事務監察委員會證券及期貨事務監察委員會 - 維基百科，自由的百科全書

   zh.wikipedia.org › zh-tw › 證券及期貨事務監察委員會

   • 網頁紀錄

   證券及期貨事務監察委員會（英語： Securities and Futures Commission, SFC，簡稱證監會）是香港獨立於政府公務員架構外的法定組織，負責監管香港的證券及期貨市場運作。