搜尋結果
The Licensing Examination for Securities and Futures Intermediaries (LE) is a practical, market-focused examination designed for individuals pursuing careers in Hong Kong’s securities and investment industry. Under the Securities and Futures Ordinance, a single licensing regime covers 13 types of regulated activity (RA).
證券及期貨從業員資格考試（資格考試）為有志投身香港證券及投資業的人士而設，考試內容實用並緊貼市場。 《證券及期貨條例》的單一發牌制度涵蓋了13類受規管活動，要求任何人士擁有單一牌照或註冊以進行各類受規管活動。 資格考試已獲 證券及期貨事務監察委員會（證監會） 認可為申請牌照成為持牌代表及／或負責人員的勝任能力的個人規定。 資格考試獲其他監管機構，例如 保險業監管局，及其他專業機構認可。 考試試卷. 規例試卷 (即卷一至六及十八)及 應用試卷 (即 卷七至十二及十九)已獲證監會認可為《勝任能力的指引》中有關所有受規管活動的認可行業資格及本地監管架構的考試。 額外勝任能力規定試卷： 保薦人試卷 (即卷十五及十六)已獲證監會認可， 符合 證監會 保薦人資格考核要求。
為證券及投資業界而設立的專業團體，提供考試、培訓、活動、會籍等服務.
2020年1月22日 · Licensing. As the gatekeeper of standards for individuals and corporations seeking to enter the securities and futures markets of Hong Kong, we: grant licences to those who are appropriately qualified and can demonstrate their fitness and properness to be licensed under the Securities and Futures Ordinance;
examination body offering licensing examinations for securities and futures intermediaries in Hong Kong2. For examination information, please contact the institute at exam@hksi.org. 1 “Authorized financial institution” means an authorized institution as defined
2024年9月30日 · To streamline the application process, such substantial shareholders may be allowed to provide less information to the SFC (subject to the SFC's sole discretion to require additional information and/or documents to
Paper-based Examination Computer-based Examination Online Portal Licensing Examination for Securities and Futures Intermediaries LE Paper 1 Date From To Examination Type Available for Enrolment and Not Yet Full Search ...
LICENSING EXAMINATIONS. For the purpose of licensing, candidates must meet the SFC criteria on educational qualifications and suitability and length of work experience.
2020年11月18日 · The Hong Kong Securities Institute (" HKSI ") offers exams which the SFC recognizes for the purpose of determining whether an SFC licensed representative or an SFC responsible officer candidate meets regulatory knowledge and industry knowledge requirements.
Professional organisation for securities & investment industry that provides examination, training, events, and membership services.
