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  1. 2023年5月25日 · Financial returns. Pursuant to section 402 of the Securities and Futures Ordinance, the Securities and Futures Commission has specified that the electronic form published below shall be used for the purpose of submitting a return required under section 56 of the Securities and Futures (Financial Resources) Rules: Last update: 25 May 2023.

  2. Matched Keywords. Cross Reference (s) Source Note (s) Tick the provision (s) to be printed from TOC: Download. Version Date : 01/04/2019. Nil.

  3. 按主題搜尋規例. 本網頁旨在協助你檢索由中介機構監察科刊發的通函、常見問題及主題報告。. 請點選下列搜尋常用詞,或輸入關鍵字作進階搜尋。. 如要查閱 通函 、 常見問題 及 主題報告 的完整列表,請瀏覽相關專頁。. 與監管中介人有關的 守則 及 指引 則 ...

  4. 2024年7月3日 · The FRR regime and the submission of FRR returns to the SFC provide significant statutory safeguards for investors, and enable the SFC to monitor the risks and liquidity level of LCs. Under section 56(6) of the FRR, the FRR returns of an LC must be signed by its RO or officer approved by the SFC (each a Signer ).

  5. 8E5/ Provision g©5 Page number 6¨/46 5X5 6Ç Last updated date eìX 3 Schedule 3 S3-1 S3-10 1.4.2019 eìX 4 Schedule 4 S4-1 S4-4 13.12.2018 eìX 5 Schedule 5 S5-1 S5-2 13.12.2018 +Â6Ò+ 5eF,8E5/ 0 Yª +Â6Ò+ 5eF,8E5/#r YªF,\o5Ap»# 5dìf

  6. Securities and Futures (Financial Resources) Rules (Cap. 571 sub. leg. N) Contents Section Page Part 1 Preliminary 1. (Omitted as spent) 1-2 2. Interpretation 1-2 2A. Meaning of gross foreign currency position 1-64 2B. Meaning of haircut amount 1-66 2C.

  7. The SFC also expressly states that this simplified Chinese character version of the website is solely established by converting the characters in the traditional Chinese character version via this Software, which involves no corresponding conversion between the ...

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