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  2. 2023年5月25日 · Pursuant to section 402 of the Securities and Futures Ordinance, the Securities and Futures Commission has specified that the electronic form published below shall be used for the purpose of submitting a return required under section 56 of the Securities and Futures (Financial Resources) Rules: Last update: 25 May 2023.

    • e-Distribution

      The Securities and Futures Commission (SFC) reminds ...

  3. 2022年2月24日 · A licensed corporation which is required to submit monthly financial return does not need to submit a separate set on a semi-annual basis. Please note that Forms 10 to 12 of the Financial Return are to be submitted only on a quarterly basis (for the quarters ended March, June, September and December) and are to be submitted together with other ...

  4. 2024年4月16日 · If you cease to carry on all regulated activities, you are also required to submit audited accounts to the SFC within four months after the date of cessation (see Submission of audited accounts, etc.).

  5. apps.sfc.hk › edistributionWeb › gatewaye-Distribution - SFC

    2022年1月21日 · The Securities and Futures Commission (SFC) reminds licensed corporations to use the revised financial return form 1 for submitting a return 2 in respect of any period ending on or after 24 January 2022. With effect from 1 February 2022, the electronic 3.

  6. apps.sfc.hk › edistributionWeb › apiCircular - SFC

    With effect from 1 February 2022, the electronic submission of financial returns will migrate to WINGS 2. Pursuant to section 58(8) of the FRR, the SFC now publishes the following directions and instructions for this purpose: (a) An LC’s submission of areturn

  7. apps.sfc.hk › edistributionWeb › gatewaye-Distribution - SFC

    2021年12月17日 · With effect from 1 February 2022, the electronic submission of financial returns will migrate to WINGS 2. Pursuant to section 58(8) of the FRR, the SFC now publishes the following directions and instructions for this purpose:

  8. On 26 June 2020, the Securities and Futures Commission (“SFC”) published the draft of the revised financial return form required to be submitted by licensed corporations (“LCs”) under section 56 of the Securities and Futures (Financial Resources) Rules.

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