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1. www.hksi.org › qualification › practising-qualificationsLicensing Examination for Securities and Futures Intermediaries

   www.hksi.org › qualification › practising-qualifications

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   The Licensing Examination for Securities and Futures Intermediaries (LE), a practical and market-focused examination for individuals who wish to pursue their careers in the securities and investment industry in Hong Kong.

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     證券及期貨從業員資格考試（資格考試）為有志投身香港證券 ...

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     The Case Competition, which was initially introduced as ...

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     Professional organisation for securities & ...

2. www.hksi.org › hk › qualification概覽 - HKSI

   www.hksi.org › hk › qualification

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   證券及期貨從業員資格考試（資格考試）為有志投身香港證券及投資業的人士而設，考試內容實用並緊貼市場。 《證券及期貨條例》對10類受規管活動實施單一發牌制度。 任何人士可根據單一牌照或註冊進行各類受規管活動。 資格考試已獲 證券及期貨事務監察委員會 (證監會) 認可為申請牌照成為代表及／或負責人員的個人勝任能力規定。 學會現時並沒有委託任何第三者提供有關資格考試的任何輔助溫習工具及學習支援資源。 學會對於使用由其他第三者服務提供者提供的相關資源而所產生的損失或損害，概不承擔任何責任。 瀏覽詳情. 報考資格. 資格考試與從事相關受規管活動的證監會牌照. 考試綱要、詳情及費用. 取消報名政策. 學習支援. 證書及會籍. 認可. 考試報名. 相關下載. 資格考試考試手冊及規則 917 KB.

3. 其他人也問了

   What is the licensing examination for Securities & Futures Intermediaries (LE)?

   • The Licensing Examination for Securities and Futures Intermediaries (LE), a practical and market-focused examination for individuals who wish to pursue their careers in the securities and investment industry in Hong Kong.

   Overview - HKSI

   www.hksi.org/qualification/practising-qualifications/licensing-examination-for-securities-and-futures-intermediaries/overview/

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   What are the conditions imposed by the SFC in Hong Kong?

   • The SFC may impose conditions on the licence of itinerant professionals to the effect that they (i) shall not carry out the regulated activity(ies) in Hong Kong for more than 30 days in each calendar year; and (ii) shall at all times be accompanied by a licensed/registered person in performing regulated activities in Hong Kong.

   Licensing Handbook - SFC

   www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/guidelines/licensing-handbook/licensing-handbook.pdf

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   Where can I get information about HKSI exam?

   • For examination information, please contact the institute at exam@hksi.org. “Authorized financial institution” means an authorized institution as defined in section 2(1) of the Banking Ordinance (i.e. a bank, a restricted licence bank or a deposit-taking company).

   Licensing Handbook - SFC

   www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/guidelines/licensing-handbook/licensing-handbook.pdf

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   What is a SFC licence?

   • 1.4.1 A licence is issued by the SFC under Part V of the SFO only to allow the holder to carry on business in a regulated activity, or to perform a regulated function in relation to a regulated activity carried on as a business, in Hong Kong.

   Licensing Handbook - SFC

   www.sfc.hk/-/media/EN/assets/components/codes/files-current/web/guidelines/licensing-handbook/licensing-handbook.pdf

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4. www.hksi.org › qualification › practising-qualificationsPast Questions and Answers - HKSI

   www.hksi.org › qualification › practising-qualifications

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   Professional organisation for securities & investment industry that provides examination, training, events, and membership services.

5. www.sfc.hk › TC主頁 | 證監會 - SFC

   www.sfc.hk › TC

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   最新消息. 最新監管資訊 通函 諮詢文件及總結. 2024年7月25日. 證監會告誡公眾提防無牌虛擬資產交易平台CoinUnited.io. 2024年7月22日. 三人在具標誌性意義的操縱市場案中被判監52至80個月. 2024年7月16日. 證監會制訂明確時間表以在香港實施無紙證券市場. 2024年7月12日.

6. www.sfc.hk › en › Regulatory-functionsApplication procedures | Securities & Futures Commission ...

   www.sfc.hk › en › Regulatory-functions

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   2022年1月31日 · To streamline the application process, such substantial shareholders may be allowed to provide less information to the SFC (subject to the SFC's sole discretion to require additional information and/or documents to

7. www.sfc.hk › - › mediaLicensing Handbook - SFC

   www.sfc.hk › - › media

   enq@InvestHK.gov.hk. 9. Hong Kong Securities and Investment Institute (https://www.hksi.org/en/) is the examination body offering licensing examinations for securities and futures intermediaries in Hong Kong2. For examination information, please contact the 1

8. oes.hksi.org › enrol › listActivityHKSI Institute – Enrol Activity

   oes.hksi.org › enrol › listActivity

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   證券及期貨從業員資格考試.