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1. portal.sfc.hk › sfcportal › signinWINGS

   portal.sfc.hk › sfcportal › signin

   With the WINGS Mobile App, you can log in to WINGS with a QR code, read WINGS Mail, pay invoices, e-sign financial returns, and many more.

   • Login

     A business and risk management questionnaire should be ...

   • SFC Corporate Website

     11 Jul 2024 Circular to Licensed Corporations, ...

   • List of Investment Products

     List of Investment Products - WINGS

   • Download Form Or Submit Online

     * Enter your submission key which is provided in our ...

   • New User

     (To view the above rules, please click here and key in ...

2. sfc.ec.europa.euWelcome to the SFC Portal | SFC Support Portal - European ...

   sfc.ec.europa.eu

   • 網頁紀錄

   System for Fund Management in the European Union. 2021 - 2027 Period. 2014 - 2020 Period. 2007 - 2013 Period.

3. 其他人也問了

   What is SFC otcr?

   • A common platform for SFC electronic forms and submission services. Relevant Regulated Intermediaries subject to the OTCR are required to submit information to the SFC as per requirements of the OTCR.

   WINGS

   portal.sfc.hk/sfcportal/signin?locale=en

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   How do I submit a reportable short position to the SFC?

   • Any person who has a reportable short position is required to submit notifications to the SFC here. You can submit investment product information here. Under section 181 of the Securities and Futures Ordinance, brokers are required to provide transaction-related information requested by the SFC.

   WINGS

   portal.sfc.hk/sfcportal/signin?locale=en

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   When should a licensed or registered person report to the SFC?

   • A licensed or registered person should report to the SFC immediately when any event as specified under paragraph 12.5 of the Code of Conduct takes place. VA Trading Platform Operators should refer to paragraphs 8.2, 16.7 (b) to 16.7 (g) of the VATP Guidelines for the notification requirements.

   WINGS

   portal.sfc.hk/sfcportal/signin?locale=en

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4. www.sfc.hk › sfc › htmlHome | Securities & Futures Commission of Hong Kong

   www.sfc.hk › sfc › html

   • 網頁紀錄

   Regulatory updates Circulars Consultations. 26 Jun 2024. SFC bans Wu Chao for three years and seven months. 20 Jun 2024. SFC secures conviction for provision of paid investment advice on Telegram chat group without licence. 20 Jun 2024. SFC suspends Shum Wai Nap for seven months for failures in managing a private fund. 19 Jun 2024.

5. www.sfc.hk › TC主頁 | 證監會 - SFC

   www.sfc.hk › TC

   • 網頁紀錄

   The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version.

6. sc.sfc.hk › TuniS › wwwHome | Securities & Futures Commission of Hong Kong

   sc.sfc.hk › TuniS › www

   • 網頁紀錄

   12 Apr 2023. SFC reprimands and fines Ninety One Hong Kong Limited $1.4 million for unlicensed futures trading. 6 Apr 2023. Suspected core member of syndicate charged in ramp-and-dump case. 4 Apr 2023. Six more charged in SFC and Police joint operation against sophisticated ramp-and-dump syndicate. 31 Mar 2023.

7. wings.sfc.hk › licform1WINGS

   wings.sfc.hk › licform1

   Form 1 - Application for Licence - Corporation Specified under section 402 of the Securities and Futures Ordinance (“Ordinance”) (Cap 571) New Form. Upload Form.

8. wings.sfc.hk › licform5Form 5 - New licence application for Responsible Officer or ...

   wings.sfc.hk › licform5

   Sign in Form 5 - New licence application for Responsible Officer or Licensed Representative Specified under section 402 of the Securities and Futures Ordinance (“Ordinance”) (Cap 571) New Form