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1. portal.sfc.hk › sfcportal › signinWINGS

   portal.sfc.hk › sfcportal › signin

   A common platform for SFC electronic forms and submission services. OTC Securities Transactions Reporting. Relevant Regulated Intermediaries subject to the OTCR are required to submit information to the SFC as per requirements of the OTCR. Submit Online. Business and Risk Management Questionnaire.

   • Login

     A business and risk management questionnaire should be ...

   • SFC Corporate Website

     11 Jul 2024 Circular to Licensed Corporations, ...

   • List of Investment Products

     List of Investment Products - WINGS

   • Download Form Or Submit Online

     * Enter your submission key which is provided in our ...

   • New User

     Short Position Reporting Service. If you are new to the ...

   • e-Distribution

     To ensure a smooth transition to WINGS, the SFC Online ...

2. www.sfc.hk › TC主頁 | 證監會 - SFC

   www.sfc.hk › TC

   • 網頁紀錄

   The Securities and Futures Commission (SFC) provides a character-based conversion software (this Software) free of charge in this website. Permission is granted for users to use this Software to convert the web content from traditional Chinese character version to simplified Chinese character version.

3. 其他人也問了

   When will the SFC online portal be closed?

   • To ensure a smooth transition to WINGS, the SFC Online Portal will be closed at 6:00pm on 30 December 2021. Certain licensing applications, annual returns and notifications submitted via the Online Portal will be available on WINGS, but draft applications and submissions stored on the Online Portal will not be transferred to WINGS.

   e-Distribution - SFC

   apps.sfc.hk/edistributionWeb/gateway/EN/circular/intermediaries/licensing/doc?refNo=21EC66

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   How do I submit a reportable short position to the SFC?

   • Any person who has a reportable short position is required to submit notifications to the SFC here. You can submit investment product information here. Under section 181 of the Securities and Futures Ordinance, brokers are required to provide transaction-related information requested by the SFC.

   WINGS

   portal.sfc.hk/sfcportal/signin?locale=en

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   What is SFC otcr?

   • A common platform for SFC electronic forms and submission services. Relevant Regulated Intermediaries subject to the OTCR are required to submit information to the SFC as per requirements of the OTCR.

   WINGS

   portal.sfc.hk/sfcportal/signin?locale=en

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   When will the SFC accept paper corporate application forms?

   • The SFC understands that the industry may need time to become familiar with the new functions and will continue to accept paper corporate application forms until 31 March 2022. A video, user guides and online demo clips 1 are available on the SFC website to help the industry understand the new features.

   e-Distribution - SFC

   apps.sfc.hk/edistributionWeb/gateway/EN/circular/intermediaries/licensing/doc?refNo=21EC66

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4. www.sfc.hk › sfc › htmlHome | Securities & Futures Commission of Hong Kong

   www.sfc.hk › sfc › html

   • 網頁紀錄

   SFC secures conviction for provision of paid investment advice on Telegram chat group without licence. 20 Jun 2024. SFC suspends Shum Wai Nap for seven months for failures in managing a private fund. 19 Jun 2024. Three sophisticated ramp-and-dump cases transferred to District Court. More.

5. www.sfc.hk › enHome | Securities & Futures Commission of Hong Kong

   www.sfc.hk › en

   • 網頁紀錄

   List of licensed virtual asset trading platforms. Discover > Alert List. Discover > SFC’s Strategic Priorities for 2024-2026. Discover > Warning: Impersonating SFC staff. Discover > Unified Exchange Compensation Fund - Final notice to claimants.

6. sc.sfc.hk › TuniS › wwwHome | Securities & Futures Commission of Hong Kong

   sc.sfc.hk › TuniS › www

   • 網頁紀錄

   12 Apr 2023. SFC reprimands and fines Ninety One Hong Kong Limited $1.4 million for unlicensed futures trading. 6 Apr 2023. Suspected core member of syndicate charged in ramp-and-dump case. 4 Apr 2023. Six more charged in SFC and Police joint operation against sophisticated ramp-and-dump syndicate. 31 Mar 2023.

7. portal.sfc.hk › dsp › gatewayShort Position Reporting Service - SFC

   portal.sfc.hk › dsp › gateway

   • 網頁紀錄

   Short Position Reporting Service. If you are new to the Short Position Reporting Service, please read through the following documents prior to registration or any filing: - Securities and Futures (Short Position Reporting) Rules;

8. apps.sfc.hk › edistributionWeb › gatewaye-Distribution - SFC

   apps.sfc.hk › edistributionWeb › gateway

   2021年12月15日 · To ensure a smooth transition to WINGS, the SFC Online Portal will be closed at 6:00pm on 30 December 2021. Certain licensing applications, annual returns and notifications submitted via the Online Portal will be available on WINGS, but draft applications and