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This CDD Form is designed to provide Members with examples and practical applications showing how the CDD, including client risk assessment requirements contained in the Practice Direction P (“PDP”) and the Guideline on Anti-Money Laundering and Counter-Financing of Terrorism
to determine the level of Yes* No Enhanced Client Due Diligence. In the case of a “HK-PEP” and an “International Organisation PEP”, the suggested rating may be reduced if the PEP poses a low r.
The CDD Form is designed to produce an AML risk rating score based on a number of factors that would assist legal practitioners with classifying clients as Low / Medium / High to understand what level of CDD is required to be applied (Simplified/Standard
銳意尋找銀行工的朋友，相信會經常遇上合規部門職位的招聘廣告，KYC、CDD、AML更「老是常出現」。 究竟這3組英文字母分別代表甚麼呢？ 工作性質又有甚麼不同呢？
2024年9月24日 · 客戶盡職審查(CDD) 是香港公司秘書的重要職責，需核實客戶身份和資金來源，了解最新法律要求。 本文詳細介紹CDD所需的文件和流程，幫助客戶準備相關資料。
Customer Due Diligence (CDD)/ Know Your Client form - individual. What is the client’s marital status / history. Children / other dependants (specify names, date of dirth and sources of income) Geographical connections (personal and business)
什麼是CDD（客戶盡職審查）？ CDD（客戶盡職審查）的全稱是Customer Due Diligence，指的是銀行有了解客戶的身份、資金來源、交易內容，並確認所有經手的交易皆在合法範圍內的義務。
AMLO, a TCSP should conduct CDD and keep records when it prepares for or carries out for a client a transaction concerning a trust or company service, by way of business, i.e. -
This CDD Form is recommended to be completed in full in the following circumstances: 1.1.1 when establishing [or restructuring] a trust (“ Trust ”); or 1.1.2 prior to any distribution of trust funds to a beneficiary of such Trust if deemed appropriate
EAA, licensees are required to conduct customer due diligence (“CDD”) in order to mitigate the risk of ML/TF. In this issue of Horizons we will introduce the procedures relating to CDD so that practitioners may better understand the requirements set out in the
