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    2023年5月23日 · The SFC and the HKMA have regulatory powers to require the production of requested documents and information. Provision of this information is compulsory, and failure to comply can be a criminal offence.

  9. www.mondaq.com › hongkong › securitiesHong Kong - Securities - Guide To SFC Enforcement Action: ...

    2020年12月15日 · Statutory Secrecy in SFC Investigations Under the SFO, s. 378, any person to whom an SFC investigator discloses information is subject to a statutory duty of secrecy. The statutory duty of secrecy not only protects the integrity of an SFC investigation but also