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What information will be reported under the otcr?
When does a reporting obligation arise under the otcr?
What action types does the otcr reporting file support?
What is otcr reporting file?
OTCR reporting files are submitted via the WINGS platform. There are two data transmission channels available for submission: OTCR WebApp: Allows RRI to manually submit their reports through an online user-interface over the Internet via HTTPS (Hypertext Transfer Protocol Secure).
- J. FAQs specific to OTCR | Securities & Futures Commission of Hong Kong
Q1 : Are bonds and listed debt instruments within scope ...
- J. FAQs specific to OTCR | Securities & Futures Commission of Hong Kong
2024年5月20日 · Separately, information about OTC securities transactions in ordinary shares and real estate investment trusts listed on SEHK as well as deposits and withdrawals of physical share certificates will be reported to the SFC under the OTCR. The HKIDR was
2023年5月29日 · Q1 : Are bonds and listed debt instruments within scope of the OTCR? Q2 : Does a bought and sold note transaction (not recorded on SEHK) need to be reported under the OTCR? Q3 : Is a transfer of shares between two RRIs for the same client, or a transfer of shares between two accounts held by the same client in an RRI, reportable under the OTCR?
Under what circumstances should an OTC derivative transaction be reported? Counterparty limb An AI, AMB, LC- , RCH or ATS-CCP is required to report an OTC derivative transaction (see
2022年8月11日 · Under the OTCR, RRIs are required to report the following two types of share-related activities to the SFC: transfer of ordinary shares and interests in real estate investment trusts (REITs) (collectively, “ Shares ”), that are:
Under the OTCR, the Bank has to: (1) report the CID of clients, including the transferee and/or transferor of shares, to the SFC when the Bank, whether as principal or agent for clients, makes the relevant transfer; or (2) report the CID of clients to the SFC when
The SFC will issue an information paper on the technical details for the OTCR including file specifications, reporting templates and submission channels by the end of 2021. The HKIDR is expected to be launched in the second half of 2022 and the OTCR in the first half of 2023.
