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   What information will be reported under the otcr?

   • Separately, information about OTC securities transactions in ordinary shares and real estate investment trusts listed on SEHK as well as deposits and withdrawals of physical share certificates will be reported to the SFC under the OTCR. The HKIDR was launched on 20 March 2023. The OTCR was launched on 25 September 2023.

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   When does a reporting obligation arise under the otcr?

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   J. - Securities & Futures Commission of Hong Kong

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   Does SFC have a statutory power to request information about trades?

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2. www.sfc.hk › en › Rules-and-standardsInvestor Identification and OTC Securities Transactions ...

   www.sfc.hk › en › Rules-and-standards

   • 網頁紀錄

   2024年5月20日 · In August 2021, the SFC issued consultation conclusions on proposals to introduce an investor identification regime (HKIDR) at trading level for the securities market in Hong Kong and an over-the-counter securities transaction reporting regime (OTCR) for shares listed on the Stock Exchange of Hong Kong (SEHK). Under the HKIDR, relevant licensed ...

   • Conclusion

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     Investor identification and OTC securities reporting. ...

   • OTC Securities Transactions Reporting

     Over-the-counter Securities Transactions Reporting ...

3. www.sfc.hk › TC › Rules-and-standards投資者識別碼及場外證券交易匯報 | 證監會 - SFC

   www.sfc.hk › TC › Rules-and-standards

   • 網頁紀錄

   2024年5月20日 · 投資者識別碼及場外證券交易匯報. 證監會於 2021 年 8 月就有關在交易層面上對香港證券市場實施投資者識別碼制度（香港投資者識別碼制度）的建議，以及為在香港聯合交易所（聯交所）上市的股份引入場外證券交易匯報制度的建議，發表了諮詢總結。. 在香港 ...

4. www.sfc.hk › en › faqsJ. FAQs specific to OTCR - SFC

   www.sfc.hk › en › faqs

   • 網頁紀錄

   2023年5月29日 · Investor identification and OTC securities reporting. J. FAQs specific to OTCR. Expand all. Q1 : Are bonds and listed debt instruments within scope of the OTCR? Q2 : Does a bought and sold note transaction (not recorded on SEHK) need to be reported under the OTCR?

5. wings.sfc.hk › otcrOTC Securities Transactions Reporting - SFC

   wings.sfc.hk › otcr

   Over-the-counter Securities Transactions Reporting Regime (OTCR) Under the OTCR, a Relevant Regulated Intermediary (“RRI”) would be required to report to the SFC when an RRI, whether as principal or agent, makes a transfer of shares in connection with an OTC Securities Transaction, or deposits or withdraws a physical share certificate.

6. www.kwm.com › hk › enHKIDR & OTCR: SFC’s implementation of the investor ...

   www.kwm.com › hk › en

   • 網頁紀錄

   2022年8月11日 · In August 2021, the SFC published its consultation conclusions on proposals to introduce an investor identification regime in Hong Kong (“ HKIDR ”) at the trading-level for the securities market and an over-the-counter securities transactions reporting regime (“ OTCR ”) for shares listed on the Stock Exchange of Hong Kong (“ HKEX

7. www.ifec.org.hk › web › enInvestor Identification Regime and OTC Securities ...

   www.ifec.org.hk › web › en

   • 網頁紀錄

   2023年2月14日 · The investor identification regime (HKIDR) and the OTC Securities Transaction Reporting Regime (OTCR) will be implemented in the securities market in Hong Kong, allowing the Securities and Futures Commission (SFC) to identify investors placing orders and conducting certain OTC securities transactions through intermediaries (e.g. brokers or banks...

8. www.help.saxo › hc › en-hkHong Kong Investor Identification Regime (HKIDR) and ...

   www.help.saxo › hc › en-hk

   • 網頁紀錄

   Securities and Futures Commission (“SFC”) has announced the implementation of an investor identification regime for the securities market in Hong Kong (HKIDR) in the second half of 2022. HKIDR will be implemented at trading level for the securities listed or traded on the trading system used by the Stock Exchange of Hong Kong (“SEHK”).