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  1. www.sfc.hk › en › Rules-and-standardsInvestor Identification and OTC Securities Transactions Reporting

    2024年5月20日 · In August 2021, the SFC issued consultation conclusions on proposals to introduce an investor identification regime (HKIDR) at trading level for the securities market in Hong Kong and an over-the-counter securities transaction reporting regime (OTCR) for shares listed on the Stock Exchange of Hong Kong (SEHK). Under the HKIDR, relevant licensed ...

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      Please be aware that an updated version of the OTCR ...

  2. wings.sfc.hk › otcrOTC Securities Transactions Reporting - SFC

    Over-the-counter Securities Transactions Reporting Regime (OTCR) Under the OTCR, a Relevant Regulated Intermediary (“RRI”) would be required to report to the SFC when an RRI, whether as principal or agent, makes a transfer of shares in connection with an OTC Securities Transaction, or deposits or withdraws a physical share certificate.

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  4. www.sfc.hk › - › mediaOver-the-counter securities transactions reporting regime ...

    Reporting Regime (OTCR) on the preparation and submission of information in relation to share transfers, and deposits and withdrawals of physical share certificates under the OTCR.

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  5. www.kwm.com › hk › enHKIDR & OTCR: SFC’s implementation of the investor ...

    2022年8月11日 · In August 2021, the SFC published its consultation conclusions on proposals to introduce an investor identification regime in Hong Kong (“ HKIDR ”) at the trading-level for the securities market and an over-the-counter securities transactions reporting regime (“ OTCR ”) for shares listed on the Stock Exchange of Hong Kong (“ HKEX

  6. www.charltonslaw.com › sfc-concludes-on-hong-kong-investorSFC Conclusions on Investor Identification & Reporting ...

    The SFC will issue an information paper on the technical details for the OTCR including file specifications, reporting templates and submission channels by the end of 2021. The HKIDR is expected to be launched in the second half of 2022 and the OTCR in the

  7. apps.sfc.hk › edistributionWeb › gatewaye-Distribution - SFC

    2022年7月22日 · The Securities and Futures Commission (SFC) has also prepared an OTCR Reporting File Template and Submission Process Flow, to facilitate preparation of submission files under the OTCR and illustrate the process flow of file submission.

  8. apps.sfc.hk › edistributionWeb › gatewaye-Distribution - SFC

    2022年12月20日 · Please be aware that an updated version of the OTCR Technical Information Paper, and the OTCR Reporting File Template and Submission Process Flow, with some updates on the technical specifications, have been published recently.