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1. • • The SFO (along with its subsidiary legislation) is the principal legislation to regulate the securities and futures industry in Hong Kong.
     www.sfc.hk/en/Rules-and-standards/Laws

     Laws | Securities & Futures Commission of Hong Kong

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   What is a Hong Kong Securities & Futures Act (SFO)?

   • The ordinances, in turn, set out our regulatory functions, powers and duties. The SFO (along with its subsidiary legislation) is the principal legislation to regulate the securities and futures industry in Hong Kong. As a legislative instrument, it is a consolidated and amended package of the regulations pertaining to: protection of investors.

   Laws | Securities & Futures Commission of Hong Kong

   www.sfc.hk/en/Rules-and-standards/Laws

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   What is the Hong Kong Securities & Futures Ordinance (SFO)?

   • The licensing and registration of persons operating in Hong Kong’s securities and futures markets and non-bank retail leveraged foreign exchange market is dealt with in Part V of the Securities and Futures Ordinance (the ‘SFO’) which came into effect on 1 April 2003. The SFO is administered by the Securities and Futures Commission (the ‘SFC’). 2.

   The Licensing Regime under The Securities and Futures Ordinance - Cha…

   www.charltonslaw.com/hong-kong-law/the-licensing-regime-under-the-securities-and-futures-ordinance/

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   What is the Securities and Futures Ordinance?

   • "The Securities and Futures Ordinance is a well-structured regulatory framework, [with] very detailed and specific guidelines around how client money and client securities should be treated, which all licensed entities have to adhere to, and is designed to prevent exactly this type of situation."

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   What is a “securities” in a SFO?

   • The term “securities” is given a wide definition in Schedule 1 to the SFO. However, amongst other exclusions, the shares or debentures of a company that is a private company within the meaning of section 11 of the Companies Ordinance (Cap. 622) (CO) are carved out from the definition.

   The Licensing Regime under The Securities and Futures Ordinance - Cha…

   www.charltonslaw.com/hong-kong-law/the-licensing-regime-under-the-securities-and-futures-ordinance/

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3. www.elegislation.gov.hk › hk › cap571Cap. 571 Securities and Futures Ordinance - e-Legislation

   www.elegislation.gov.hk › hk › cap571

   • 網頁紀錄

   Matched Keywords. Cross Reference (s) Source Note (s) Tick the provision (s) to be printed from TOC: Download. Version Date : 01/03/2024*.

   • Cap. 571D Securities and Futures (Professional Investor) Rules - e-Legislation

     A partnership specified for the purposes of section 3 ...

4. www.sfc.hk › en › Rules-and-standardsSecurities and Futures Ordinance (with subsidiary legislation)

   www.sfc.hk › en › Rules-and-standards

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   2019年11月27日 · We are directing you to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government to view the full contents of the Securities and Futures Ordinance (SFO), including its subsidiary legislation.

5. www.sfc.hk › TC › Rules-and-standards《證券及期貨條例》 | 證監會 - SFC

   www.sfc.hk › TC › Rules-and-standards

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   2017年2月28日 · 《證券及期貨條例》 | 證監會. 主頁. 規則及標準. 法例. 《證券及期貨條例》 ­《證券及期貨條例》（包括附屬法例） 請使用本頁的連結登入由香港特別行政區政府律政司設立的 電子版香港法例 (HKeL) 查閱《證券及期貨條例》及其附屬法例。 免責聲明：電子版香港法例的編列方式純屬律政司的職權範圍，證監會對有關資料的可供使用情況及搜尋功能並無控制權，亦概不負責。 最後更新日期: 2017年2月28日.

6. www.sfc.hk › en › Rules-and-standardsLaws | Securities & Futures Commission of Hong Kong

   www.sfc.hk › en › Rules-and-standards

   • 網頁紀錄

   2015年9月14日 · The SFO (along with its subsidiary legislation) is the principal legislation to regulate the securities and futures industry in Hong Kong. As a legislative instrument, it is a consolidated and amended package of the regulations pertaining to: financial products, securities and futures market and industry, and. protection of investors.

7. www.elegislation.gov.hk › hk › cap571@2024/03/01T00:00:00《證券及期貨條例》 Securities and Futures Ordinance

   www.elegislation.gov.hk › hk › cap571@2024/03/01T00:00:00

   Futures (Clearing Houses) Ordinance)指根據本條例第 406 條廢除的《證券及期貨( 結算所) 條例》( 第420 章)； (a) the spouse, or any minor child (natural or adopted) or

8. www.elegislation.gov.hk › hk › cap571dCap. 571D Securities and Futures (Professional Investor) ...

   www.elegislation.gov.hk › hk › cap571d

   • 網頁紀錄

   A partnership specified for the purposes of section 3 (d) is a partnership having—. (a) a portfolio of not less than $8 million; or. (b) total assets of not less than $40 million, at the relevant date or as ascertained in accordance with section 8. ( L.N. 99 of 2018) 8. Ascertaining total assets or portfolio.

9. www.cr.gov.hk › en › publications條例》 Securities and Futures (Amendment) Ordinance 2021 目 ...

   www.cr.gov.hk › en › publications

   An Ordinance to amend the Securities and Futures Ordinance and subsidiary legislation made under that Ordinance to introduce a mechanism for the re-domiciliation of fund corporations incorporated outside Hong Kong so as to become open-ended