搜尋結果
Regulate Hong Kong's securities and futures markets
- Our role The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. We derive our investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation.
www.sfc.hk/en/About-the-SFC/Our-role
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Who regulates Hong Kong's Securities and futures markets?
2021年4月20日 · The Securities and Futures Commission (SFC) is an independent statutory body set up in 1989 to regulate Hong Kong's securities and futures markets. We derive our investigative, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and subsidiary legislation.
- Who We Regulate
Hong Kong Exchanges and Clearing Limited (HKEX) Oversee ...
- Public Consultation
The SFC has the power to make rules under various ...
- How We Function
We regulate Hong Kong's multi-dimensional ...
- Regulatory Tools
We deploy a range of regulatory tools to carry out our ...
- Regulatory Approach
Working as “One SFC”, we pool our expertise ...
- Regulatory Objectives
As a statutory body, our work is defined and governed ...
- Who We Regulate
2019年11月19日 · Hong Kong Exchanges and Clearing Limited (HKEX) Oversee the performance of The Stock Exchange of Hong Kong Limited's (SEHK) role as the frontline regulator of listing matters. Approve the creation of new markets, new products and changes to listing, trading and clearing rules and regulations.
2019年11月19日 · As a statutory body, our work is defined and governed by the Securities and Futures Ordinance (SFO), which sets out our powers, roles and responsibilities. Our statutory objectives include: to maintain and promote a fair, efficient, competitive, transparent and orderly securities and futures industry;
The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors and to help promote Hong Kong as an international financial centre and a key ...
2019年11月19日 · Our role. How we function. We regulate Hong Kong's multi-dimensional securities and futures markets. To carry out our statutory objectives and to meet the diverse needs of the markets, we adopt a multidisciplinary approach under a "one organisation" ethos to leverage all of our regulatory tools and pool our expertise. › Regulatory approach.
The principal regulator of Hong Kong’s securities and futures markets is the Securities and Futures Commission (SFC), which is an independent statutory body established in 1989 by the Securities and Futures Commission Ordinance (SFCO).
2022年9月30日 · The Securities And Futures Commission (SFC) is a non-governmental statutory body responsible for regulating Hong Kong's securities and futures markets. The SFC was established by the Securities...
