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1. www.hkex.com.hk › Listing › Contact-UsContact Persons in the Listing Division of HKEX for Listed ...

   www.hkex.com.hk › Listing › Contact-Us

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   2024年5月2日 · Updated 02 May 2024. Contact Information at HKEX for Listed Companies.

2. news.ltn.com.tw › news › politics憂國會擴權亂象 司徒文、楊甦棣等30位國際學者發連署聲明 - 政治 ...

   news.ltn.com.tw › news › politics

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   1 天前 · 憂國會擴權亂象 司徒文、楊甦棣等30位國際學者發連署聲明. 美國在台協會（AIT）前處長司徒文（前排左一）、台灣人公共事務會（FAPA）前會長楊英 ...

3. 其他人也問了

   How does HKEX assess a participant's risk profile?

   • The participant’s response to the questionnaire as well as its compliance history will, among other factors, form the basis of HKEX's assessment of the participant’s risk profile. HKEX may conduct follow-up enquiries with participants based on their risk profiles and may conduct investigations or on-site inspections at the participants’ premises.

   HKEX Rule Enforcement

   www.hkex.com.hk/Services/Rules-and-Forms-and-Fees/HKEX-Rule-Enforcement-and-Disciplinary/HKEX-Rule-Enforcement?sc_lang=en

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   How can HKEX prevent and deter participants from non-compliance?

   • In a bid to prevent and deter participants from non-compliance with the relevant rules and regulations, HKEX will continue its effort in market communication and education in order to enhance the participants’ understanding of the relevant rules and regulations including conducting briefing sessions and issuing FAQs and circulars. 1.

   HKEX Rule Enforcement

   www.hkex.com.hk/Services/Rules-and-Forms-and-Fees/HKEX-Rule-Enforcement-and-Disciplinary/HKEX-Rule-Enforcement?sc_lang=en

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   How does HKEX work?

   • 1. Self-Attestation of Compliance Each participant will be required, on an annual basis, to complete and return a questionnaire in the form prescribed by HKEX, in which the participant is required to attest its compliance with the relevant rules and regulations (or a specific section thereof) during the relevant period.

   HKEX Rule Enforcement

   www.hkex.com.hk/Services/Rules-and-Forms-and-Fees/HKEX-Rule-Enforcement-and-Disciplinary/HKEX-Rule-Enforcement?sc_lang=en

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   What is the HKEX compliance Bulletin?

   • The compliance bulletin provides useful guidance to market participants on HKEX rules and regulations through highlighting recent updates, compliance issues and good practices adopted by the industry, as well as outlining HKEX expectation that may assist market participants to achieve compliance.

   HKEX Rule Enforcement

   www.hkex.com.hk/Services/Rules-and-Forms-and-Fees/HKEX-Rule-Enforcement-and-Disciplinary/HKEX-Rule-Enforcement?sc_lang=en

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4. www.sfc.hk › TC › Regulatory-functions持牌人及註冊機構的公眾紀錄冊 | 證監會 - SFC

   www.sfc.hk › TC › Regulatory-functions

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   2024年5月2日 · 持牌人及註冊機構的公眾紀錄冊. 本紀錄冊載列 (1)自2003年4月1日（即《證券及期貨條例》的生效日期）起，所有《證券及期貨條例》下的持牌人（即持牌人士及法團）及註冊機構的資料；及 (2)自2023年6月1日（即《打擊洗錢及恐怖分子資金籌集條例》（《打擊洗錢 ...

5. www.hkex.com.hk › Services › Rules-and-Forms-and-FeesHKEX Rule Enforcement

   www.hkex.com.hk › Services › Rules-and-Forms-and-Fees

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   4 天前 · The Hong Kong Exchanges and Clearing Limited (HKEX) Rule Enforcement Framework consists of three elements: (i) prevention, (ii) detection and (iii) correction. Details of these elements are set out below. In a bid to prevent and deter participants from non-compliance with the relevant rules and regulations, HKEX will continue its effort in ...

6. www2.deloitte.com › cn › enNew Era of Climate Disclosure for Hong Kong Listed Companies

   www2.deloitte.com › cn › en

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   2024年4月25日 · New Era of Climate Disclosure for Hong Kong Listed Companies. On 19 April 2024, the Hong Kong Stock Exchange (HKEX) released Consultation Conclusions laying out the new requirements in respect of climate-related disclosures following from the consultation paper released in April 2023.

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8. www.hkex.com.hk › Market-Data › StatisticsStock Exchange Participants' Market Share Report

   www.hkex.com.hk › Market-Data › Statistics

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   2024年4月29日 · Monthly Average ($ Bil) 1,731.59. Note: The market share and turnover data shown in the report above includes all Exchange Participants which had transactions during the period reported but excludes Southbound trading of Special Participants via Stock Connect. Updated 29 Apr 2024. Stock Exchange Participants' Market Share Report.

9. www.ctee.com.tw › news › 20240423700052-439901發展與監管、興利與除弊－談金管會主委的挑戰 - 日報 - 工商時報

   www.ctee.com.tw › news › 20240423700052-439901

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   2024年4月23日 · 日報. 工商時報. 發展與監管、興利與除弊－談金管會主委的挑戰. 2024.04.23. 03:00. 工商時報 社論. 彭金隆. 大環境變動給金管會帶來的挑戰，相較各部會有過之而無不及。 圖／本報資料照片. 準總統賴清德的內閣人事逐漸完成布局，金管會主任委員一職由政大商學院副院長彭金隆出線，其長年勤於筆耕提供金融政策建言、協助民間組織與官方溝通問題的能力，均令外界印象深刻並多有好評，對新主委的期待頗深。 雖不像經濟部、勞動部的準首長，剛上任就要直球對決，面臨解決水電缺口、年金破口的考驗，但大環境變動給金管會帶來的挑戰之巨大，相較各部會有過之而無不及，我們提供一些觀察，願能有助台灣金融發展更上一層樓。 彭教授早年任職於財政部期間，曾參與「金融控股公司」制定的立法過程。