雅虎香港 搜尋

搜尋結果

1. www.hkma.gov.hk › eng › regulatory-resourcesHong Kong Monetary Authority - Registers and Lists

   www.hkma.gov.hk › eng › regulatory-resources

   • 網頁紀錄

   2023年7月11日 · Registers and Lists. Register of AIs & LROs ( API Available ) Register of Securities Staff of AIs ( API Available ) Register of SVF Licensees ( API Available ) List of AI-related Trustees ( API Available ) Last revision date : 11 July 2023.

   • Register of Securities Staff of AIs

     The HKMA Register contains, among other things, records ...

   • Search

     Register of Securities Staff of AIs. Last updated on ...

   • Register of AIs & LROs

     Register of AIs & LROs. “You may search for ...

2. www.hkma.gov.hk › chi › regulatory-resources香港金融管理局 - 紀錄冊及一覽表

   www.hkma.gov.hk › chi › regulatory-resources

   • 網頁紀錄

   2023年7月11日 · 紀錄冊及一覽表. 認可機構及本地代表辦事處紀錄冊 （ 開放API ）. 認可機構證券業務員工紀錄冊 （ 開放API ）. 儲值支付工具持牌人紀錄冊 （ 開放API ）. 認可機構相關受託人一覽表 （ 開放API ）. 修訂日期 : 2023年07月11日.

3. 其他人也問了

   What is the HKMA Register?

   • The HKMA Register contains, among other things, records of public disciplinary actions (if any) taken by the SFC and/or the HKMA against relevant individuals. Such records are kept in the Register for a period of 5 years from the date when the disciplinary action takes effect.

   Register of Securities Staff of AIs – Hong Kong Monetary Authority

   apidocs.hkma.gov.hk/documentation/bank-svf-info/register-ais-secstaff/

   查看此問題的所有搜尋結果

   Who should be included in the HKMA Register?

   • It should be noted that individuals who perform functions similar to that of an EO but who are not formally appointed as EOs during the transitional period are nevertheless relevant individuals, and as such their specified particulars should be included in the HKMA Register.

   Register of relevant individuals to be maintained by the HKMA under the

   www.hkma.gov.hk/eng/regulatory-resources/regulatory-guides/circulars/2002/09/circu_20020912-1/

   查看此問題的所有搜尋結果

   Who must be approved by the HKMA?

   • In particular, pursuant to the existing requirements under Part XIII of the Banking Ordinance, chief executives (including alternate chief executives), executive officers and, in the case of Hong Kong incorporated registered institutions, directors, must be approved by the HKMA.

   Hong Kong: HKMA guidance on management responsibility at registered

   www.regulationtomorrow.com/asia/banking-asia/hong-kong-hkma-guidance-on-management-responsibility-at-registered-institutions/

   查看此問題的所有搜尋結果

   Will HKMA maintain a register of'relevant individuals'?

   • Dear Sir/Madam, You will be aware from my letter of 5 July 2002 that the HKMA will maintain a register of "relevant individuals" (HKMA Register) in accordance with the Banking (Amendment) Ordinance 2002 (BAO 2002) under the new securities supervisory regime.

   Register of relevant individuals to be maintained by the HKMA under the

   www.hkma.gov.hk/eng/regulatory-resources/regulatory-guides/circulars/2002/09/circu_20020912-1/

   查看此問題的所有搜尋結果

4. apps.hkma.gov.hk › chi › index香港金融管理局 - 認可機構證券業務員工紀錄冊 – 搜尋 - ...

   apps.hkma.gov.hk › chi › index

   • 網頁紀錄

   按註冊機構名稱搜尋. (只顯示現任有關人士) 現任有關人士. 前任及現任有關人士. 有關註冊機構的註冊資料載於證監會備存的 持牌人及註冊機構的公眾紀錄冊 。. .

5. vpr.hkma.gov.hk › eng › regulatory-resourcesHong Kong Monetary Authority

   vpr.hkma.gov.hk › eng › regulatory-resources

   • 網頁紀錄

   HKMA register of securities staff of Authorized Institutions. Search Securities Staff. Print this section. Documents. Annual Reports. 2023 - Part 01 (PDF File, 8.4 MB) 2023 - Part 02 (PDF File, 1.3 MB) 2022 (PDF File, 11.1 MB) 2021 - Part 01 (PDF File, 7.6 MB) 2021 - Part 02 (PDF File, 96.3 KB)

6. apidocs.hkma.gov.hk › documentation › bank-svf-infoRegister of Securities Staff of AIs – Hong Kong ...

   apidocs.hkma.gov.hk › documentation › bank-svf-info

   • 網頁紀錄

   The Register of Securities Staff of AIs is a database of current and former relevant individuals, i.e. current and former staff of authorized institutions engaging in securities business and/or other regulated activities, as defined under the Securities and Futures Ordinance, in Hong Kong (See "Supervisory Policy Manual SB-1 Supervision of reg...