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  1. e.g. NEAR ( (Apple, Lemon), 2, false) means to find documents having Apple within 2 words apart from Lemon. If you want to match the order of words, specify NEAR ( (Apple, Lemon), 2, true) A percent sign (%) can be used to match zero or more characters of English words at the same time. means to find documents having “apply”, “applies ...

  2. 2019年11月27日 · We are directing you to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government to view the full contents of the Securities and Futures Ordinance (SFO), including its subsidiary legislation.

  3. Source Note (s) (This Ordinance was repealed by s. 406 (1) of 5 of 2002. The savings, transitional and supplemental arrangements are set out in Part 1 of Schedule 10 to the Securities and Futures Ordinance (Cap. 571).) (Repealed 5 of 2002 s. 406)

  4. 2017年2月28日 · 規則及標準. 法例. 《證券及期貨條例》 ­《證券及期貨條例》(包括附屬法例) 請使用本頁的連結登入由香港特別行政區政府律政司設立的 電子版香港法例 (HKeL) 查閱《證券及期貨條例》及其附屬法例。 免責聲明:電子版香港法例的編列方式純屬律政司的職權範圍,證監會對有關資料的可供使用情況及搜尋功能並無控制權,亦概不負責。 最後更新日期: 2017年2月28日.

  5. 2015年9月14日 · Securities and Futures Ordinance. The SFO (along with its subsidiary legislation) is the principal legislation to regulate the securities and futures industry in Hong Kong. As a legislative instrument, it is a consolidated and amended package of the regulations pertaining to: financial products, securities and futures market and industry, and.

  6. 證券及期貨條例》 Securities and Futures Ordinance. ( 附表1. [ 第2、19、66、101A、102、164、171、 174、175、 202、381E、392A及 406條及附表9 及10]由 2011 年第. 8 號第14 條修訂;由2014 年第6 號第52 條修訂) 釋義及一般條文. ( 格式變更——2012 年第2 號編輯修訂紀錄) 第1部釋義. 本條例的釋義在本條例中,除另予界定、另被豁除或文意另有所指外 ——上市(listed)指在認可證券市場上市,而就本定義而言 —— 如某法團的任何證券屬上市證券,則該法團須視為上市法團;

  7. investment manager ( 投資經理) means an investment manager within the meaning of section 112Z of the Securities and Futures Ordinance (Cap. 571); open-ended fund company ( 開放式基金型公司) has the meaning given by section 112A of the Securities and Futures Ordinance (Cap. 571);

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